Dept.of Philosophy, University of Central Florida, CNH 411,
Orlando,
FL 32816-1352
USA (E-mail: jmundale@pegasus.cc.ucf.edu)
Abstract. A spate of recent anti-localizationist publications have re-ignited the old debate about the localization of function. Many of the recent attacks on localization, however, are directed at what I will argue to be a narrow and outmoded view of localization, and thus have little conceptual or empirical impact. What I hope to present here is an analysis of functional localization that more adequately reflects the sophistication and complexity of its use in neuroscientific research, both historically and recently. Proceeding first by way of contrast, I examine the anti-localizationist positions of holism and equipotentiationism. Then, I present a four-fold analysis of localization according to physical scope, physical kind, functional scope, and functional kind. Next, I turn to a discussion of the heuristic value of localization in deciphering structure-function relationships. Finally, I hope to show that the overall view of functional localization that emerges from these considerations constitutes a much more elusive target than its critics assume. It serves to mitigate, and in some instances even defeat, some forms of anti-localizationist criticisms.
Key words: anti-localization, complex systems,
equipotentiationism,
function, functional localization, heuristic, holism, localization,
phrenology
1. Introduction
It is a stock scene: Holmes opens the
morning paper, and then remarks to Watson, "There's trouble in the
Balkans."
Perhaps we should adopt a similar sentiment in acknowledging the recent
resurgence of the debate between the holists and the localizationists.
Every now and then this centuries-old debate erupts, usually in the
wake
of some major innovation in localization technique. For example; in the
nineteenth century, Flourens (1794-1867) set out to destroy the
phrenological
system devised by Gall (1757-1828), and in the twentieth century,
Lashley
(1890-1958) tried to discredit the cellular-based or cytoarchitectonic
methods so expertly employed by Brodmann (1868-1918) in developing his
map of the cerebral cortex. Now, another group of anti-localizationist
critics is emerging to challenge the methods and assumptions associated
with neuroimaging and other recent technologies used in localization
research.
Chief among these are Uttal (2001), Lloyd (2000), and vanOrden and Paap
(1997). Each of these authors offer conceptual, methodological, and
technological
criticisms of localization, with the technological criticisms aimed
primarily
at PET scanning and functional MRI (fMRI).
In what follows, I do not address the
technological limitations and difficulties involved in localizing brain
functions. Instead, I focus primarily on the conceptual difficulties
surrounding
localization. I begin the analysis by contrasting localization with
other
forms of anti-localizationist views (e.g. holism, equipotentiationism).
Then, I present a four-fold analysis of functional localization
according
to physical kind and scope, and functional kind and scope. I also raise
some considerations about the temporal aspects of recent localization
research.
I argue that some criticisms of functional localization are
substantially
mitigated when viewed in light of the foregoing analysis of
localization.
I contend that preoccupation with the exclusively spatial
characteristics
of functional areas constitutes a red herring in the localization
debate.
To understand how functions are implemented in the brain, I urge that a
methodologically suitable view is one that emphasizes the heuristic
role
of localization. Bechtel and Richardson (1993) offer such a view, and
it
is also the view of localization that has been operative in
neuroscientific
localization research, both past and present.
2. Localization Contra Holism and Equipotentiationism
In the present context, of course, 'localization' refers to functional localization, or the determination of functionally distinct, physically discrete areas within the brain. Nearly all brain research presupposes some commitment to functional localization; for, if the brain could be understood only as a primitive simple, a functionally non-decomposable and singular entity, then the very project of analyzing the brain would fail to be relevant. Over a century ago, Meynert (1833-1892) expressed this idea clearly when he said:
If we look upon the cortex as an organ functioning as a whole then the information that it subserves the processes of the mind is all that can be said... To think further about the cortex is impossible and unnecessary... But our hope to understand eventually the function of the hemispheres is raised again by the opposite assumption which leads us straight to an organology of the central surface... Between these two theoretical possibilities the facts have to decide. (in Papez, 1953, p. 64)More recently, Shallice (1988) expresses a contemporary version of similar ideas:
If Lashley's (1929) idea of mass action were valid, then neuropsychology would be of little relevance for understanding normal function. Any form of neurological damage would deplete by a greater or lesser degree the available amount of some general resource... Knowing which tasks a patient could or could not perform would enable us to partition tasks on a difficulty scale. It would tell us little, if anything, about how the system operated. (p. 18)Shallice points to Karl Lashley (1890-1958), of course, because he was one of the arch anti-localizationists of the twentieth century. I will say more about him shortly.
There is evidence of mutual dependence of parts in which the specialization of structures seems less important than the mere mass of functional tissue. There are indications that within the entire cortex, for certain functions, and within specialized areas, for others, the subordinate parts are all equally capable of performing the functions of the whole. (1933, p. 34)Uttal explicitly disavows equipotentialism (2001, p. 150, 209), but tacitly expresses support for views that are either consistent with equipotentialism, or that even constitute a mild form of it. He notes with apparent approval, for example, that:
The idea that brain regions are complexly interconnected and that the resulting interactions may be more characteristic of the brain as a whole than of any localized and specialized region has been percolating recently into the literature that compares cognitive processes and fMRI responses. (p.163)To the extent that he is willing to deny regional, functional specificity, he takes on the trappings of an equipotentialist. However, if he is asserting only that the whole brain is involved in all cognitive processes, his views may just amount to a form of holism.
As for holism, this is a concept that has continuously waxed and waned in popularity over the years. Yet the importance of looking at the workings of the whole brain, whether before or after injury, never had to be viewed as a direct challenge to the localizationist position. To be sure, there were clear differences in emphasis....Localization theory was aimed more at answering questions about the fundamental biological organization of the brain. Holism appealed more to individuals who were trying to understand why brain-damaged patients might show both positive as well as negative symptoms, and why maladaptive behaviors might vary with contextual and situational conditions. (1994, p. 61)Generally, though, holism does not accord well with functional localization, and Finger also adds that the relationship between them has not always been perceived as a harmonious, non-competitive one.
...a brain could be a single fully distributed network. Here every anatomically defined brain region has a part to play in every cognitive function, and no region is out of play. 'Equipotentiality,' as Karl Lashley conceived it, is an early example of fully distributed processing. (2000, p. 95)What Lloyd describes here, though, is not clearly an equipotentialist system, but merely a holistic one. For it to be the former, he would have to add the proviso that every brain region has the same part to play in every cognitive function. Distribution of processing does not, by itself, rule out functional specialization. Moreover, even his own subsequent data about the multiple, though differential activation of Brodmann's areas in tasks assessed by PET scan research is inconsistent with equipotentialism (pp. 99-100). The point is not merely a pedantic one, in that his construal of equipotentialism contributes to a much stronger anti-localizationist conclusion than is actually warranted.
3. A Four-Fold Analysis of Localization
At this point in the discussion it is already apparent that localization admits of degrees and varieties. In order to illustrate this more clearly, it is useful to consider four distinct categories or axes of analysis with respect to the localization of function:
1) Physical scope
2) Physical kind
3) Functional scope
4) Functional kind
Clearly, these are not mutually exclusive, and some researchers have
expressed their views of localization in ways that combine some of the
above categories.
First, by physical scope, I mean the
size or scale of the brain piece that is purported to correspond to a
distinct
function; this a quantitative consideration. Relative localizationists
on this axis will insist on the functional specificity of comparatively
smaller regions of the brain than the holists will. Historically,
localization
researchers have increasingly refined their physical scope toward
progressively
smaller regions of the brain. Finger emphasizes this progression when
he
writes:
In the long history of the brain sciences, it is possible to conceive of the theory of localization as being applied to the whole and then to increasingly smaller parts. At first the question seemed to be, 'Why is the brain special, and how is it different from other organs such as the heart?'.... After this issue was resolved, attention was drawn to functional differences between gross anatomical divisions of the brain, such as the medulla, the cerebellum, and the cerebrum. Surprisingly, it was not until the nineteenth century that scientists seriously entertained the possibility that the cerebral cortex might be divided into distinct parts, each responsible for a different function. (1994, p. 3)Similarly, those who were willing to compromise on this aspect of the debate were willing to admit that the grosser divisions of the brain might differ functionally from one another, but that localization to tiny, tightly circumscribed areas was not plausible.
Even if I was convinced that the assumption of small circumscribed areas did not correspond with the facts, that did not mean that the idea of Flourens, that the substance of the brain was equivalent everywhere, was correct. I tried to find out what consequences the amputation of single lobes of the brain had, and found that the destruction of the anterior lobes led to entirely different disturbances from the destruction of the occipital lobes.... If I now admit a certain localization, I denounce former sins, so I was told. To this I answered that I had no other calling than to find out and admit the truth. (1888, 1960 transl., pp. 129-130)This concession was enough for Brodmann to call Goltz a "half-localizer" (1909, 1994 transl., p. 251).
Large areas of the brain that are commonly called tertiary association areas seem less clearly related to any particular function, and show a great deal of evidence of plasticity and interchangeability. Some of these tertiary association areas have, nevertheless, at least a hemispheric functional specialization. The unique role of some left hemisphere tertiary association areas in language has been well established since the time of Broca, although some evidence exists for oral and visual comprehension of concrete nouns and automatic speech output in the right hemisphere, which may not be as speechless as once thought. (1994, p. 11)This example also underscores the point that the issue of localization vs. equipotentialism is not necessarily a dichotomous one; we may ultimately come to discover that some regions of the brain are less functionally specific than others.
There is no question that specialized sensory and motor regions exist and that other regions are involved in, if not dedicated to, particular cognitive processes in some yet-to-be-discovered ways. On the other hand, however, it seems clear that the more complex the psychological process, the less likely that a narrowly circumscribed region uniquely associated with that process will be found. (2001, p. 13)Uttal's position, as stated above, represents a compromise position on localization. However, insofar as he conceives of localization as requiring a "narrowly circumscribed region", I believe he misconceives the nature of functional localization.
This restatement 'offers, in place of a specific function being precisely localized (that is, instantiated, represented or encoded) in a particular place, the idea of one centre contributing to the operation of a complex system of nodes and loci that are collectively responsible for the behaviour.' Well, yes: this is precisely what every behavioural neurologist and neuropsychologist has argued since (at least) Carl Wernicke's fractionation of the 'aphasic symptom complex' in 1874. (2001, p. 152)Even Brodmann, one of the earliest and most enduring figures in brain mapping research, assumed that higher functions would result from the combined activity of several different cortical areas. He explicitly distances himself from the phrenologist's assumption of "higher order psychic centres", and with respect to complex functions, he writes,
One cannot think of their taking place in any other way than through an infinitely complex and involved interaction and cooperation of numerous elementary activities, with the simultaneous functioning of just as many cortical zones, and probably of the whole cortex... (1909, 1994 transl., p. 255)He stops short of equipotentialism, however, adding that "this does not mean that all the individual organs make equal physiological contributions to higher psychic processes" (p. 255).
4. Localization as a Heuristic
In this section I will further support my case for a more replete notion of localization by pointing to methodological considerations. I also have a broader point to argue in this section; namely, that to focus on the merely spatial aspects of functional localization is to fundamentally misunderstand its nature and purpose. Localization is important because it helps to point us to the salient structural or anatomical features associated with a given function. As Bechtel and Richardson argue (1993), the methodological significance of localization is that it serves as a heuristic to help elucidate structure/function relationships in the brain, or in any mechanistic system that lends itself to elucidation via alternately localizing the functional components of system then further decomposing those components into subcomponents, and so forth. Localization is not the ultimate end of this explanatory process. As they explain:
Direct localization does not, however, provide an ultimate explanation, as it does little more than locate an underlying system within a complex system. Even if direct localization is successful, it tells us only what produces the effect, and not how it is produced. (p. 65)In the scientific literature, also, one finds practical acknowledgment of the indirect way in which localization serves to advance mind-brain understanding. With respect to brain scanning technology, for example, Shepherd writes,
...these studies are at the highest levels of organization; the scans provide overall maps of the locations of brain activity in relation to behavior, but they give little insight into the neural mechanisms at lower levels that are responsible for generating the maps. (1994, p. 9)Similarly, Kertesz comments on the value of using lesion studies, as follows:
Localizing lesions can and does, however, provide information about function, although this information is often indirect. Sophisticated lesion analysis, including remote metabolic and transsynaptic events integrated with deficit analysis based on knowledge of normal function and functional activation, goes a long way toward clarifying functional-structural relationships. (1994, p. 2)Now, in order to further explain and support the heuristic role of localization more clearly, I will turn to an illustration.
5. Unfettered Localization: Gall's Blind Alley
I now will approach my claims about the nature of localization from
another standpoint, by citing a historical progression from a failed
system
of localization to a theoretically productive one, and what I take to
be
the crucial difference between them. The example of a failed
localization
scheme in this case comes from Gall, whose significance is being
revisited
in recent philosophical literature (Fodor, 1983; Bechtel and
Richardson,
1993; Radden, 1996; Mundale, 1998; Zawidzki and Bechtel, in press). For
an example of more productive localization, I point to the work of
Brodmann.
Though I have previously commented on both Gall and Brodmann in other
work
(Mundale, 1998), my current conception of their role in localization
theory
has shifted somewhat, mostly with respect to Gall's contribution.
Gall is often taken to represent an
early step in establishing structure-function correlations between the
brain and psychological faculties. He regarded the brain as the organ
of
the mind. The skull, which he supposed to tightly conform to the brain,
was merely an indirect reflection of the surface of the brain. This
meant
that a person's psychological propensities could be read from the brain
indirectly by examining the localized bumps and depressions in the
skull.
Many commentators have emphasized Gall's materialistic approach to the
mind, including Clarke and Jacyna, who write:
For him, character and intellect were simply the sum of the combined functions of his brain 'organs', so that character was the brain. Instead of subscribing to the usual explanations for mental processes, which attributed them to the usual extracorporeal forces or delegated them to various viscera of the body, Gall maintained that a 'plurality of organs' on the surface of the brain, each with its own specific moral or mental faculty, functioned together to create the intellect and the character. Mental processes had natural causes which could be identified and determined. (1987, p. 234)It is tempting to think, therefore, that Gall's localizations were in some way connected to some underlying rationale about the peculiar structural features of the brain. But this was not the case.
On the one hand, as a result of his anatomical dissections, Gall made several important anatomical discoveries that stand today. On the other hand, Gall also attempted to develop a functional anatomy that served the purpose of his doctrine of localization. Gall's functional anatomy was not grounded in empirical analyses and bore no relationship to his very careful and thorough descriptive anatomy. For Gall, descriptive anatomy and functional anatomy were entirely separate from each other. He argued that it was rare for (descriptive) anatomy to lead to the elucidation of function... (p. 362)Apart from other well-known difficulties with Gall's methods, another way to understand the failure of this theory is in terms of this structurally unfettered system of localization. Brain structure, except in the most shallow sense, bore no relation either to the functions Gall attributed to the mind, or to the manner in which he localized them. Though Gall clearly regarded the brain as the organ of the mind, and though he obviously helped to establish the concept of cortical localization as such, he effectively insulated the mind from any meaningful interaction with brain anatomy and physiology. He also effectively shut off any avenues of independent confirmation of his theory from future developments in brain mapping research.
When the matter is one, different things may be produced owing to difference in the moving cause; e.g. from wood may be made both a chest and bed. But some different things must have their matter different; e.g. a saw could not be made of wood, nor is this in the power of the moving cause; for it could not make a saw of wool or of wood. (1044a 25-29)Though wood is multifunctional, it is not omnifunctional. The material nature of the wood, though it does not determine what one is able to do with it, nonetheless constrains what one is able to do with it. Generally, the physical nature of any object constrains what functions it will be able to perform. Conversely, functional demands constrain the kinds of structures that will be able to carry them out. It's not just that form follows function, but function also follows form; they are reciprocally heuristic. This is particularly so in a biological context, in which the actual implementational possibilities are a much smaller subset of the logical possibilities one might imagine. For Brodmann, when cortical regions differed markedly in their cellular composition, density, distribution, etc., it was a good, though not infallible bet that these cytoarchitectonic variations would correspond to functional variations. In other words, regions thus differentiated were a reasonable place to focus further attention, and subsequent localization research methods of the twentieth century largely bore out the reliability as well as the productivity of his heuristic bet (Mundale, 1998).
6. Conclusion
A common theme between equipotentialists and some holists is the
denial
of a reciprocally heuristic relationship between structure and
function.
For that matter, the multiple realizability school of functionalism
(e.g.,
Fodor, 1974, Putnam, 1975) also partakes of this view; hence, Putnam's
claim that "We could be made of Swiss cheese and it wouldn't matter"
(1975,
p. 291). These approaches deny that there is anything interesting to
learn
about function by investigating its neurological implementation; they
also
deny that neurological implementation can contribute anything useful to
our understanding of function (see also Shapiro, 2000, and Zawidzki and
Bechtel, in press). Some versions of the complex systems approach also
deny that there is anything but the most incidental relationship
between
structure from function. Taken to the extreme, however, it is hard to
see
how such a view manages to avoid some form of metaphysical mysticism.
Granted,
there is a legitimate issue about the degree of transparency between
structure
and function, but do the extremists here mean to assert that the
relationship
is one of practical impenetrability, or impenetrability in principle?
If
the latter, then the universe indeed becomes a place of intractable
mystery
(see also Bechtel and Richardson, 1993, p. 228).
One of my goals in this paper was to
present a clear analysis of the sophisticated, multi-local conception
of
localization at work in modern and contemporary neuroscientific
research.
It was also my goal to show how such an analysis effectively shields
functional
localization from a certain 'straw man' line of attack; that is, an
attack
that tacitly assumes a narrow and outmoded conception of localization
that
is roughly akin to the sort associated with phrenology. Furthermore, to
recognize the heuristic role of localization is to realize that it is
not
the simple, spatial delineation of functional areas as such
that
is at issue, but rather, that the areas so delineated provide further
clues
as to the structural or physiological implementation of the function of
interest.
Though I have not addressed all
criticisms
of localization, I hope to have cleared away at least some of the
conceptual
difficulties, and to have provided an analysis of localization that
could
serve to advance further debate and discussion on this issue. My
suspicion
is that the most significant challenges for future localization
research
will not be technological ones, but taxonomic ones. These, however,
have
a way of plaguing everyone's house.
Acknowledgments
Thanks to Prof. John Bickle, for his helpful comments and editorial
patience. Thanks also to my colleague, Prof. Don Jones, for his
insightful
conversations and kind suggestions. Finally, I am grateful to an
anonymous
scientific reviewer for urging me to consider new research that raises
considerations about the temporal nature of localization, and to an
anonymous
philosophical reviewer whose comments helped to improve the work
overall.
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