What's Critical Theory Critical Of?

The Bureaucratic State:

One inspiration of critical theory is Max Weber. Weber was a 19th century sociologist who did work on the nature of bureaucracies.

Bureaucracies are a means to an end. They are a way of ruling or governing. All societies need them, but their character changes in modern societies, that is, societies that are not run on traditional structures such as extended family or tribal units. Modern societies have different kinds of affiliations, even if ethnic ones are not entirely abandoned. That means that to govern a society like this, you need a more abstract or impersonal bureaucracy, one that governs based on rules and not based on who you are.


Bureaucratic jobs are
jobs for life (at least at Weber's time). This is because they take time to learn, or more precisely, to learn to coordinate. If you come into a new, highly bureaucratic place, you know that it takes a great deal of time to learn how to do anything at all. And, a good bureaucrat is one who has not only learned the policies, but also the culture, so that he or she can get things done. Bureaucrats do not own their own means of employment (say, the way a mechanic might own his or her own tools). These are provided, which indicates that this job is not yours in the sense of ownership. You can't transfer it, the way you could sell a business. It is the state's job, which you occupy, because it is the state's rules you are enforcing.


Bureaucracies are
highly rational, but in a very specific sense. They have a goal oriented rationality - they can find the most efficient means to reach a goal. However, they do not reflect on that goal. This may come as a surprise to those who think of bureaucracies as inefficient. In fact, they are not. They just have to deal with very large numbers of people, and therefore those who deviate from the norm (and in fact many do) cannot be dealt with in the efficient manner. Therefore, bureaucracies will try to enforce uniformity among those it has to handle. Try (for example) doing much of anything without a Social Security number. Even if you have one, but it hasn't been entered into someone's computer yet, you will find all sorts of road-blocks.


There is also a
sense of rationality internal to the structure itself. For example, take a parking-lot attendant. That person's kingdom is that parking lot, and no matter whether you agree or disagree with the policies of the lot, you have to obey the rules when you are there. Bureaucrats are often used to keep a questioning public away from those who make policy. So, people are "only doing their job", and are not responsible for the nature of the job. Holding them responsible because they work for a particular bureaucracy won't work. Indeed, computer programs have now become the ultimate bureaucrats. It may now be that you can't do certain things because the computer won't let you.


What's the problem with bureaucracy? For one, they are technologies, and a technologies of control and compliance, at that. Second, they can be undemocratic - they force you to be a particular way, rather than dealing with you as you are. You also probably don't have a voice in their implementation - you can vote for politicians, but you usually don't vote for bureaucrats. They can be alienating, since you are forced to be like everyone else. You are reduced to a number. A particular kind of rationality is enforced. Those working in a bureaucracy must be amoral to do their job - they must follow the dictates given from above. And, bureaucracies work to undermine freedom.


But perhaps most significant is the fact that
seemingly rational bureaucracies can act in the most irrational of ways. Rational decisions made by otherwise decent people in bureaucracies can lead to the most horrifying of conclusions. The most extreme example of this was the administration of the ovens in Nazi Germany that killed millions of people. It is clear that companies, bureaucrats, and many others knew exactly what was going on, and yet participated in the large-scale construction and operation of the death camps. In fact, German companies used slave labour from the camps, the ultimate in efficiency.


Here's a good discussion of the irrationality of rational bureaucracies, both in corporations and in government:

The Irrationality Factor


Since it is clear that modern societies are so pervasively dominated by bureaucracy it is crucial to understand why this enormous power is often used for ends that are counter to the interests and needs of people (Elwell, 1999). Why is it that "as rationalization increases, the irrational grows in intensity"? (Freund, 1968: 25). Again, the rationalization process is the increasing dominance of zweckrational action over rational action based on values, or actions motivated by traditions and emotions. Zweckrational can best be understood as "technocratic thinking," in which the goal is simply to find the most efficient means to whatever ends are defined as important by those in power.

Technocratic thinking can be contrasted with wertrational, which involves the assessment of goals and means in terms of ultimate human values such as social justice, peace, and human happiness. Weber maintained that even though a bureaucracy is highly rational in the formal sense of technical efficiency, it does not follow that it is also rational in the sense of the moral acceptability of its goals or the means used to achieve them. Nor does an exclusive focus on the goals of the organization necessarily coincide with the broader goals of society as a whole. It often happens that the single-minded pursuit of practical goals can actually undermine the foundations of the social order (Elwell, 1999). What is good for the bureaucracy is not always good for the society as a whole--and often, in the long term, is not good for the bureaucracy either.

In a chapter entitled "How Moral Men Make Immoral Decisions," John De Lorean a former General Motors executive (and famous for many things) muses over business morality. "It seemed to me, and still does, that the system of American business often produces wrong, immoral and irresponsible decisions, even though the personal morality of the people running the business is often above reproach. The system has a different morality as a group than the people do as individuals, which permits it to willfully produce ineffective or dangerous products, deal dictatorially and often unfairly with suppliers, pay bribes for business, abrogate the rights of employees by demanding blind loyalty to management or tamper with the democratic process of government through illegal political contributions" (J. Wright, 1979: 61-62). De Lorean goes on to speculate that this immorality is connected to the impersonal character of business organization. Morality, John says, has to do with people. "If an action is viewed primarily from the perspective of its effect on people, it is put into the moral realm. . . .Never once while I was in General Motors management did I hear substantial social concern raised about the impact of our business on America, its consumers or the economy" (J. Wright, 1979: 62-63).

One of the most well-documented cases of the irrationality factor in business concerns the Chevrolet Corvair (Watergate, the IRS, the Post Office, recent elections, and the Department of Defense provide plenty of government examples). Introduced to the American Market in 1960, several compromises between the original design and what management ultimately approved were made for financial reasons. "Tire diameter was cut, the aluminum engine was modified, the plush interior was downgraded and a $15 stabilizing bar was deleted from the suspension system" (R. Wright, 1996). As a result, a couple of the prototypes rolled over on the test tracks and it quickly became apparent that GM had a problem (J. Wright, 1979; R. Wright, 1996). De Lorean again takes up the story.

At the very least, then, within General Motors in the late 1950s, serious questions were raised about the Corvair's safety. At the very most, there was a mountain of documented evidence that the car should not be built as it was then designed. . . .The results were disastrous. I don't think any one car before or since produced as gruesome a record on the highway as the Corvair. It was designed and promoted to appeal to the spirit and flair of young people. It was sold in part as a sports car. Young Corvair owners, therefore, were trying to bend their car around curves at high speeds and were killing themselves in alarming numbers (J. Wright, 1979: 65-66).


The denial and cover-up led the corporation to ignore the evidence, even as the number of lawsuits mounted--even as the sons and daughters of executives of the corporation were seriously injured or killed (J. Wright, 1979). When Ralph Nader (1965) published his book that detailed the Corvair's problems, Unsafe at Any Speed, the response of GM was to assign a private detective to follow him so as to gather information to attack him personally rather than debate his facts and assertions (Halberstam, 1986; J. Wright, 1979; R. Wright, 1996). Internal documents were destroyed, and pressure was put on executives and engineers alike to be team players (J. Wright, 1979). De Lorean summarizes the irrational character of the bureaucracy's decision making process:

There wasn't a man in top GM management who had anything to do with the Corvair who would purposely build a car that he knew would hurt or kill people. But, as part of a management team pushing for increased sales and profits, each gave his individual approval in a group to decisions which produced the car in the face of the serious doubts that were raised about its safety, and then later sought to squelch information which might prove the car's deficiencies (J. Wright, 1979: 65-68).


The result was that despite the existence of many moral men within the organization, many immoral decisions were made.

An extreme case of rationalization was the extermination camps of Nazi Germany. The goal was to kill as many people as possible in the most efficient manner, and the result was the ultimate of dehumanization--the murder of millions of men, women and children. The men and women who ran the extermination camps were, in large part, ordinary human beings. They were not particularly evil people. Most went to church on Sundays; most had children, loved animals and life. William Shirer (1960) comments on business firms that collaborated in the building and running of the camps: "There had been, the records show, some lively competition among German businessmen to procure orders for building these death and disposal contraptions and for furnishing the lethal blue crystals. The firm of I. A. Topf and Sons of Erfurt, manufacturers of heating equipment, won out in its bid for the crematoria at Auschwitz. The story of its business enterprise was revealed in a voluminous correspondence found in the records of the camp. A letter from the firm dated February 12, 1943, gives the tenor:

To: The Central Construction Office of the S.S. and Police, Auschwitz
Subject: Crematoria 2 and 3 for the camp.
We acknowledge receipt of your order for five triple furnaces, including two electric elevators for raising corpses and one emergency elevator. A practical installation for stoking coal was also ordered and one for transporting ashes (Shirer, 1960: 971).


The “lethal blue crystals” of Zyklon-B used in the gas chambers were supplied by two German firms which had acquired the patent from I. G. Farben (Shirer, 1960). Their product could do the most effective job for the least possible cost, so they got the contract. Shirer (1960) summarizes the organization of evil. “Before the postwar trials in Germany it had been generally believed that the mass killings were exclusively the work of a relatively few fanatical S.S. leaders. But the records of the courts leave no doubt of the complicity of a number of German businessmen, not only the Krupps and the directors of I.G. Farben chemical trust but smaller entrepreneurs who outwardly must have seemed to be the most prosaic and decent of men, pillars--like good businessmen everywhere--of their communities” (972-973). In sum, the extermination camps and their suppliers were models of bureaucratic efficiency using the most efficient means available at that time to accomplish the goals of the Nazi government.

But German corporations went beyond supplying the government with the machinery of death, some actively participated in the killing process. "This should occasion neither surprise nor shock. I.G. Farben was one of the first great corporate conglomerates. Its executives merely carried the logic of corporate rationality to its ultimate conclusion...the perfect labor force for a corporation that seeks fully to minimize costs and maximize profits is slave labor in a death camp. Among the great German corporations who utilized slave labor were AEG (German General Electric), Wanderer-Autounion (Audi), Krupp, Rheinmetall Borsig, Siemens-Schuckert and Telefunken" (Rubenstein, 1975: 58).

I.G. Farben's synthetic rubber (Buna) plants at Auschwitz are a good example of the relationship between corporate profits and Nazi goals. I.G. Farben's investment in the plant at Auschwitz was considerable--over $1,000,000,000 in 1970s American dollars. The construction work required 170 contractors and subcontractors, housing had to be built for the corporate personnel, barracks for the workers. SS guards supplied by the state would administer punishment when rules were broken. The workers at the plants were treated as all other inmates in the camp. The only exception was one of diet, workers in the plants would receive an extra ration of "Buna soup" to maintain "a precisely calculated level of productivity" (Rubenstein, 1975: 58). Nor was any of this hidden from corporate executives; they were full participants in the horror. With an almost inexhaustible supply of workers, the corporation simply worked their slave laborers to death.

The fact that individual officials have specialized and limited responsibility and authority within the organization means that they are unlikely to raise basic questions regarding the moral implications of the overall operation of the organization. Under the rule of specialization, society becomes more and more intricate and interdependent, but with less common purpose. The community disintegrates because it loses its common bond. The emphasis in bureaucracies is on getting the job done in the most efficient manner possible. Consideration of what impact organizational behavior might have on society as a whole, on the environment, or on the consumer simply does not enter into the calculation.

The problem is further compounded by the decline of many traditional institutions such as the family, community, and religion, which served to bind pre-industrial man to the interests of the group. Rationalization causes the weakening of traditional and religious moral authority (secularization); the values of efficiency and calculability predominate. In an advanced industrial-bureaucratic society, everything becomes a component of the expanding machine, including human beings (Elwell, 1999). C. Wright Mills, whose social theory was strongly influenced by Weber, describes the problem:

It is not the number of victims or the degree of cruelty that is distinctive; it is the fact that the acts committed and the acts that nobody protests are split from the consciousness of men in an uncanny, even a schizophrenic manner. The atrocities of our time are done by men as "functions" of social machinery--men possessed by an abstracted view that hides from them the human beings who are their victims and, as well, their own humanity. They are inhuman acts because they are impersonal. They are not sadistic but merely businesslike; they are not aggressive but merely efficient; they are not emotional at all but technically clean-cut (C. Wright Mills, 1958: 83-84).


The result is a seeming paradox-- bureaucracies, the epitome of rationalization, acting in very irrational ways. Thus we have economic bureaucracies in pursuit of profit that deplete and pollute the environment upon which they are based; political bureaucracies, set up to protect our civil liberties, that violate them with impunity; Agricultural bureaucracies (educational, government, and business) set up to help the farmer, that end up putting millions of these same farmers out of business; Service bureaucracies designed to care for and protect the elderly, that routinely deny service and actually engage in abuse. The irrationality of bureaucratic institutions is a major factor in understanding contemporary society. Weber called this formal rationalization as opposed to substantive rationality (the ability to anchor actions in the consideration of the whole). It can also be called the irrationality of rationalization, or more generally, the irrationality factor (Elwell, 1999). The irrationality of bureaucratic institutions is a major factor is understanding contemporary society.


Elwell, Frank, 1996, The Sociology of Max Weber, Retrieved August 22, 2005 http://www.faculty.rsu.edu/~felwell/Theorists/Weber/Whome.htm. For references see Elwell's page.

A good link on this topic is Max Weber on Bureaucracy, a lecture in a political theory course at Marquette. Some (not all) of the points on this page are distilled from that site. See also the Weber notes from this course.