© 2000, 2002. Shaun Gallagher. Paper presented at the Philosophy
Colloquium, Trinity College, Dublin (November 2000). An earlier version of this
chapter was published as "First Perception: A New Solution to the Molyneux
Problem," in Proceedings of the New York State Philosophical
Association (Syracuse, New York: 1996). This version is forthcoming in Shaun Gallagher. How the
Body Shapes the Mind. Oxford: Oxford University Press.
Neurons and Neonates:
Reflections on the Molyneux Problem
Department
of Philosophy and Cognitive Science
University
of Central Florida
gallaghr@mail.ucf.edu
A
central tenet of empiricist philosophy is that experience, in the sense of
relatively prolonged exercise or practice of the sense organs, educates perception. On this view, human perception is not
something that happens automatically in the first instance, or in the first
moments of life; it takes time and exposure to the natural environment to
develop properly. This idea has
informed many attempts to solve a long-standing problem first raised by William
Molyneux in a letter to John Locke over three hundred years ago. The question framed by Molyneux has
been called the central question of eighteenth-century epistemology and
psychology (Cassirer, 1951).
Although explicit discussions of the Molyneux problem decreased in
number in the nineteenth century, and fell off even more in the twentieth
century, the issues that it originally raised continue to be of interest, not
only to contemporary philosophers of mind, but to psychologists and cognitive
neuroscientists. Indeed, I want to
suggest that recent findings in developmental psychology and in neurophysiology
-- findings that pertain to the conceptual framework explicated in Part I --
have provided the relevant empirical data for answering once and for all the
Molyneux question.[1]
Molyneux,
in a famous letter to Locke, had entertained the question of what it might be
like for a blind man to gain sight; his question specifically asks what one
sense modality, touch, adds to another, sight -- whether previous tactile
sensations inform first perception in the visual modality.
Suppose a man born blind, and now adult, and
taught by his touch to distinguish between a cube and a sphere of the same
metal, and neighly of the same bigness, so as to tell, when he felt one and the
other, which is the cube, which the sphere. Suppose then the cube and sphere placed on a table, and the
blind man be made to see: quaere, whether by his sight, before he touched
them,
he could now distinguish and tell which is the globe, which the cube?[2]
Molyneux's
question at first glance looks deceptively simple, but it raises many
interrelated and complex issues.
Indeed, commentators have pointed out that Molyneux actually poses
several questions, and there have been some philosophically heated debates
about what Molyneux actually meant.
Some have suggested that he was asking about the perception of distance,
an issue that he clearly did raise in his first letter to Locke in 1688. Others have understood him to be asking
whether spatial perception is confined to touch, or whether vision also allows
for a genuine perception of space.
In this context, questions about the difference between tactile objects
and visual objects have exercised the minds of philosophers from Berkeley to
Merleau-Ponty and Gareth Evans.
For these reasons it is important that I identify at the outset the
philosophical issues I want to investigate.
My intention is to pursue what Evans called the
"background theories of perception" that inform answers to the
Molyneux problem (1985, p. 382).
Specifically, I want to identify the precise principles that best
account for perceptual experience.
To what extent is it correct to say that experience educates perception;
to what extent does perception operate intermodally, so that education of one
sense modality is also education of another? Answers to these questions will have a direct consequence
for how we think of spatial perception, the embodied nature of our access to
the world, and many of the other issues associated with the Molyneux question,
issues that still tend to divide nativists and empiricists.
On
the one hand, a negative answer to the question usually implies a theory of
perception in which access to a meaningful external world is not direct but
mediated in a process that necessitates an acquired capacity to synthesize
sensations belonging to different sense modalities. Such a capacity is acquired through experience, although, as
we will see, the concept of experience is itself open to various
interpretations. On the other
hand, positive answers to the Molyneux question may imply a more immediate
perceptual access to the world on the basis of an innate intermodal system in
which different sense modalities are already in communication.[3] In this case the concept of an innate
system is also open to various interpretations. Thus the Molyneux problem is directed in part at questions
about the respective contributions of nature and experience to perceptual experience.
First
Perception
What
is perception in its very first instance, without the contribution of previous
sense experience, without being informed by established conceptual schemas,
without the influences of habit, custom, language, and so forth? This question asks about first perception,
ontogenetically the earliest instance of perception, which, for obvious
reasons, is an extremely difficult state to describe or characterize. Thought experiments provide one avenue
for the philosophical investigation of this notion, and in the history of
empiricist philosophy there have been several famous ones that explore the
question of what first perception must be like. Condillac (1754), for instance, imagines what it would be
like for a statue, bereft of sensation, to awake in one modality of sensation
at a time. The empiricist hope
expressed in such a project is to return to first perception by stripping away
the multimodal complexity of adult perception -- reducing it to its barest
minimum within one sense modality.
I will try to make clear why the concept of Condillac's statue ignores
the complexities that are implicit in embodied perception, and cannot do
justice to the problems he wanted to address.
In the wake of Locke's Essay, discussions between
Condillac (1746) and Diderot (1749) make it clear that Condillac's statue is a
heuristic place-holder for both the newborn infant and the congenitally blind
subject of Molyneux's question.[4] Although Molyneux himself posed his
question as a thought experiment, philosophers and psychologists soon found
empirical instances of congenitally blind patients who through surgical
operations were given sight. I
will refer to these as Molyneux patients.[5]
In
Locke's view, nature contributes less than experience does to the production of
coherent perception. First
perception, which is no more than unorganized and meaningless sensation, can
hardly be called perception at all.
Perception needs to be educated by experience. For Locke, experience means the frequent and repeated
sensation which leads to the formation of habit or custom, and which shapes
judgment, which in turn, alters and improves perception. (For convenience, I will refer to
this concept of experience as 'Lockean experience'). If, for example, bare sensation presents the adult perceiver
with a pure phenomenal appearance of limited adumbrations, experience in the
form of "habitual custom" fills in to complete the perceptual
content. The empiricist thus
maintains that one must learn to perceive; perception is not delivered as an
innate power; uneducated or first perception cannot deliver a meaningful
world.
Furthermore,
on this empiricist model, first perception is always modality specific. Experience in one sense modality is not
sufficient to educate different sense modalities. As a result, Locke agrees with the negative answer of his
friend Molyneux: No, the newly
sighted man would not be able to discriminate, by vision alone, which was the
globe and which the cube. Locke
explains that the blind man, "at first sight," would not be able with
certainty to recognize by vision the globe or the cube, because of the
difference and the lack of natural connection between touch and vision. Because tactile space is
different from visual space, the two sense modalities do not naturally
communicate, and experience in one does not translate into experience in the
other. How the one relates to the
other can only be learned through experience of both. Locke accordingly suggests that we must consider how much
the perceiving subject "may be beholden to experience, improvement, and
acquired notions" (1694, p. 187).
The
principle that experience enters into and shapes perception is also clearly
expressed in the responses to the Molyneux problem made by Berkeley (1709),
Condillac (1746), Diderot (1749), and in the 20th century, by
neuropsychologists like Donald Hebb (1949) and philosophers like Merleau-Ponty
(1962). Their negative answers
appear to be reconfirmed by the empirical cases that show that Molyneux patients
in fact, at first sight, cannot visually recognize objects that previously were
experienced by touch alone.[6] In unexceptional cases of perception in
the normal adult the senses obviously communicate with each other to produce a
unified spatial experience. In the
initial visual perception for the Molyneux patient, however, "everything
is at first confused and apparently in motion. Discrimination between coloured surfaces and the correct
apprehension of movement do not come until later, when the subject has learned
'what it is to see' . . ." (Merleau-Ponty, 1962, p. 223). It thus appears that the empirical
cases of congenitally blind subjects who gain vision, exceptional though they
are, help to show the importance and necessity of Lockean experience for the
perceptual process. Such empirical
studies furthermore suggest that first perception is modality specific: for the
Molyneux patient what is confused in vision is not confused in touch. This indicates that, in terms of
development, unified perception is not something that blooms forth
automatically in an instantaneous production, but that we have to learn
perception and that our senses have to learn to communicate.
Let
me summarize in three propositions what I understand to be the important principles
of the empiricist reasoning on this issue.
(1) The development
of coherent perception depends on Lockean experience. At first, perception is confused; one
needs to learn to perceive. In Molyneux
patients the confusion of first perception means that colors are not contained
by definite shapes, and everything seems to be in motion.
(2) Sense modalities
do not naturally communicate. Sense modalities are
heterogeneous and have their own unique spatial and structural features.[7] They do not function intermodally; they learn to
communicate with one another (usually on an amodal level) only as the result of
Lockean experience. Part of the
learning of perception involves learning to integrate these different systems
on some perceptual or conceptual level.
(3) Lockean
experience in one sense modality does not educate other sense modalities. The Molyneux problem receives a negative
answer because experience in the modality of touch is not sufficient for
learning to perceive in the modality of vision.
These
three principles and the concept of Lockean experience provide a framework for
the traditional empiricist background theory of perception. In the following sections I will
argue that principles (2) and (3) have been overturned by recent discoveries in
developmental psychology, and that this requires that we rethink the first
principle, along with the concepts of experience and first perception that form
its basis.
The Developmental
Context
Historically, answers to the Molyneux
question have been related to the issue of first perception in the
newborn. Thus, for example,
Diderot contends that there is no doubt "that vision must be very
imperfect in an infant that opens its eyes for the first time, or in a blind
person just after his operation" (1749, p. 52).[8] Unsurprisingly, the same three
empiricist principles are often reflected in discussions of the developmental
issues. Recent discoveries in
developmental psychology, however, challenge the traditional empiricist theory
of perception in a way that can clarify the concept of experience at stake in
its formulation, and generate new principles. To see this we need to transpose the principles expressed in
(1)-(3) from the context of adult perception in tactile and visual modalities
to the context of developmental studies that involve tactile, visual, and
proprioceptive modalities.
In
the developmental context the question might be framed in this way: Where do we
find in the life of an infant, the emergence of coherent perception? To put the question in this way,
however, is already to grant too much to the traditional empiricist model. The notion of an emergence of
perception already implies that experience for the newborn infant is an
inchoate, incoherent and uncoordinated mass of sensations out of which coherent
perception develops. This is nicely attested to in William James' famous phrase
describing the infant's experience as
"a blooming, buzzing confusion" (1890).[9] This idea, which reflects principle
(1), is clearly expressed in the traditional view that exteroceptive perception
appears relatively late in the developing infant.
As
we know from our previous considerations (Chapter 3), developmental theorists
until recently believed that experience begins by being interoceptive, and that
the newborn is without external perceptual ability. On this view, James' "blooming, buzzing confusion"
persists until between the third and sixth month of postnatal life when the
interoceptive and exteroceptive domains begin to collaborate -- a collaboration
that is not found at the beginning of life. Recall that one reason cited for this lack of organized
exteroceptive perception involves the absence of a developed body schema. Thus psychologists like Wallon and
philosophers like Merleau-Ponty regard a developed postural schema as a
necessary requirement for coherent perception. For someone like Merleau-Ponty, this idea is completely
consistent with the notion that perception is embodied. Perception is disorganized at this
stage precisely because it is infected by the disorganization of the body.
On
the empiricist model, the neonate's experience is confused; the infant has not
yet learned to perceive. Moreover,
reflecting the second principle (sense
modalities do not naturally communicate), the reason for this confusion is that the
infant has not yet learned to integrate the proprioceptively defined spatiality
of its own body with the visual information it receives from the
environment. Proprioceptive space
involves an intra-bodily spatial framework; the organization of visual space
involves an egocentric spatial framework.
The development and integration of these two frameworks occur only with
prolonged motor and sense experience.
Intermodal communication or collaboration, important for the
establishment of a mature perception, has not yet been established between
proprioception and vision, or between proprioception and touch. Proprioceptive organization, as
Merleau-Ponty indicates, is established first, prior to, and as a necessary
condition for exteroceptive perception.
Reflecting the third empiricist principle (sense modalities do not
naturally communicate), however, proprioceptive organization alone is not a
sufficient condition for organized visual or tactile perception -- that is,
proprioceptive experience does not inform visual or tactile sense modalities.[10]
Still,
the neonate seems not to be in the same special circumstance of the Molyneux
patient. For example, the Molyneux
patient already has extended experience in the tactile domain and in other
non-visual sense modalities.
Nonetheless, as we have seen, the question of neonate imitation involves
the issue of intermodal translation and does so in a way similar to the case of
the Molyneux patient.[11] The recent developmental research
on neonate imitation clearly challenges the empiricist principles that underpin
the traditional view. Let us
consider again an unfortunate infant who is taken directly from the birth
process and, having undergone ten minutes of the usual medical procedures and
tests, is at this early age made to participate in a psychological
experiment. A person visually
presents to the newborn a facial gesture -- for example, a tongue protrusion or
a mouth opening. The question is:
Can the infant imitate the facial gesture? To do so the infant is required to translate its experience
from one sense modality, vision (indeed, something very close to its first
vision), into another, proprioception.
We
would expect those who answer Molyneux's question in the negative, for reasons
outlined by the three empiricist principles, to respond in a similar way to the
question about the possibility of neonate imitation. And we are not disappointed. Indeed, the traditional answers to these two questions, as
well as to the question of aplasic phantoms, are quite consistent. As we have seen before (in Chapter 3),
Piaget, consistent with a negative answer to the Molyneux question, maintains
that sense modalities initially represent heterogeneous spaces which the infant
must gradually learn to synthesize.
This would mean that imitation in the neonate is impossible since it
could occur only on the basis of a highly organized proprioceptive
experience. The infant would require
proprioceptive access to its own face in order to be able to find the proper
anatomical parts (for example, the mouth, the tongue, the lips) to use in the
imitation process, and it would have to know how to move them. Furthermore, the infant would require
an organized visual experience to be able to discern the gesture of the other's
face, and seemingly would have to make the connection between these two sense
modalities on some intellectual level.
Thus, according to Piaget (and most other classical theorists of
development), imitation is not possible prior to 8 to 12 months of age.[12] Accordingly, the newborn is caught up
in a complete confusion: it does not yet have an organized proprioceptive
experience of its own body (for example, it would not know where its mouth is
or what to do with its tongue); it cannot visually perceive the face of the
other person; and thus it certainly cannot imitate visually presented
gestures.
As
we have seen, however, newborn infants seemingly take issue with this traditional
answer. Previously cited studies
by Meltzoff
and Moore, and others, show that neonates less than an hour old can in fact
imitate facial gestures and even hand movements, that young infants imitate
facial gestures after a delay of as much as 24 hours, and that infants improve
their gestural performance over time (Meltzoff and Moore, 1977; 1994). For reasons outlined earlier, it is
also clear that neonatal imitation is not a matter of reflex behavior.
Both
neonatal imitation and the issues surrounding the Molyneux question involve the
concept of intermodal perception.
To move us closer to the terms of the Molyneux problem, consider the
following study.
Meltzoff and Borton (1979) evaluated
tactile-visual cross-modal perception in 32 infants (average age of 29
days). Two pacifiers with quite
different shapes were used -- one is shaped like a sphere, the other a sphere
with nubs (figure 7.1). Pacifiers
were hidden from the infant's sight prior to slipping them into the infant's
mouth. Half of the infants were
given the sphere, and the other half received the nubbed pacifier. They were allowed to suck on them for
90 seconds, during which time most infants engaged in tactile exploration with
the tongue, "furrowing their brows, as if the tactual exploration of the
novel object was of some interest" (Meltzoff, 1993, p, 223). The infants were then shown the two
objects side by side. In the

context
of such experiments object recognition is often measured by how long the infant
stares at a particular object within a fixed period. The results of this experiment showed that the infants did
look significantly longer at the shape they had felt. Of the 32 infants tested,
24 visually fixated for a mean percentage of 71.8% of the time on the shape
matching the one they had explored in the tactile modality -- figures greatly
above chance.
Meltzoff concluded that very young infants
"register the same information about the shape of the object even if it is
picked up through two different modalities, touch and vision" (1993, p.
224). Together with the intermodal
communication between vision and proprioception found in the case of neonate
imitation, and with the results of other experiments that demonstrate intermodal
communication between vision and hearing (Kuhl and Meltzoff, 1992; 1984), this
conclusion is consistent with the general thesis that first perception is
already shaped by an innate capacity, a built-in mechanism for intermodal
communication among sense modalities.
These experiments also make it clear that coherent perception that is not educated by experience
(at least postnatal Lockean experience) occurs from the very beginning of our
postnatal life.
What implications do
these studies have for Molyneux's question, or more generally for the background
theory of perception? We clearly need to revise the three
traditional empiricist principles in the light of the developmental context.
(1') Relatively organized perception is
possible from birth. It does not require
Lockean experience as a necessary condition.
First perception is not confused sensation. The body is already organized by an innate body schema, and
this organization is carried through to perception. Without Lockean experience, in a first instance, perception
is not
a blooming, buzzing confusion.
Having said that, there is still an important sense in which experience
in and beyond first perception does educate later perception in a
self-organizing fashion. Moreover,
there is also a sense in which experience, expanded to include prenatal
experience, and understood to have a physical effect on the experiencing body,
informs first perception. We
return to these points below.
(2') Sense modalities do communicate
naturally. Perception is intermodal
from the very start. First
perception already operates in an intermodal fashion. The perceiving subject does not have to
learn to integrate different systems, because they are already innately
integrated. Although separate
sense modalities can be said to have their own unique spatial and structural
features, they communicate intermodally in an egocentric spatial framework that
is fully integrated from the beginning with a proprioceptive intra-bodily
spatial framework (Chapter 6).
(3') Experience in one sense modality
does educate other sense modalities. In the case of neonate imitation vision directly educates
proprioception. In the experiment
conducted by Meltzoff and Borton (1979) the tactile modality directly informed
vision. Perception in one sense
modality is, in certain respects, sufficient experience for the recognition of
objects in another modality.
Answering
the Molyneux Question
The
reformulated principles seem clearly to contradict the traditional empiricist
theory of perception. The latter
is associated with and stands as the background theory of perception for the
negative answer to the Molyneux problem.
The empiricist theory extends further, of course. Most theorists who discuss the Molyneux
problem generalize their conclusions concerning the role of Lockean experience
in the education of perception, and the heterogeneity among sense modalities,
to apply across all instances of human perception, including first perception
in infancy. In other words,
Molyneux patients are not exceptions or counterexamples to the original
principles; they count as evidence in support of them. In contrast, neonates who imitate
facial gestures would count as counterexamples. The recent developmental
studies show clearly that the empiricist propositions (1)-(3) fail to describe
first perception in the case of the neonate. This suggests, at the very least, that theorists from Locke
to Hebb have been too quick to generalize.
On
the other hand, if we generalize the principles expressed in (1')-(3'), we are
led to affirm an innate connection between touch and vision. This would seem to imply, as Gareth
Evans suggests, a positive rather than a negative answer to the Molyneux
problem.[13] Could this be right?
Since
the time that Cheselden published, in 1728, his empirical account of a cataract
operation in a patient blind from birth or from infancy, and his observations
concerning the patient's visual perception, theorists as early as Berkeley
(1733) have cited cases of recovery from congenital blindness as support for
the negative answer to the Molyneux question.[14] After such operations patients are
unable to distinguish between objects.
Some patients, with the assistance or tutoring of touch, go on to learn
to visually distinguish objects; others give up the difficult education of the
visual sense, ignore their imperfect vision, and return to the life of a blind
person. In the face of this
empirical evidence, is it possible to maintain a positive answer?
The
problem is that the empirical studies of Molyneux patients are plagued by
ambiguities. These are well
rehearsed in the literature from La Mettrie (1745) to Oliver Sacks (1995) and
involve uncertainties about the timing of onset of blindness, the degree of
blindness in cases of cataract, and the confused experience of the patient
after the operation. The
uncertainties about the empirical data create uncertainties with regard to the
negative answer to the Molyneux question.
Gareth Evans, in an attempt to overcome such uncertainties, suggests an
experiment that would clarify the issue.
Evans suggests that by means of direct electrical stimulation of the
visual cortex, a pattern of experienced light flashes (phosphenes) in the shape
of a square or circle could be caused in a patient with congenital
blindness. If this were
possible, one could settle the matter once and for all. Evans argues that under such
circumstances the patient would indeed be able to tell the difference between a
circle and a square. His reasons
for this positive answer to the Molyneux question involve his concept of
embodied action in an egocentrically organized behavioral environment; that is,
his reasons are somewhat different but not necessarily inconsistent with the
evidence from neonatal imitation cited above.[15]
Now
despite the fact that I think the evidence from neonate imitation, and Evans'
conception of embodied action are in fact consistent with the reformulated
principles of perception (1') -(3'), I want to disagree with Evans' conclusion
and argue in favor of a negative answer to the Molyneux question. This negative answer depends, however, on a
particular interpretation of the question. If we take the question to mean: "Will the Molyneux
patient visually be able to distinguish the objects as such," then the
answer, I argue, is "no."
On a different interpretation of the question, which I will consider in
the next section, the answer may be different. Here, on the stated interpretation, I want to argue that
Locke, Berkeley, Condillac, Diderot, Merleau-Ponty, Hebb, and others are right
to say: No,
the newly sighted person would not be able to discriminate, by vision alone,
which was the globe and which the cube.
I think they base their answers on the wrong reasons, however, and more
generally they are led to the wrong principles of perception. To develop and maintain the correct
version of the negative answer, I need to provide some reasoned explanation of
the experimental evidence. After
all, what I take to be the most secure empirical data, the evidence from
neonate imitation and other experiments on intermodal perception, point to a
positive answer for the Molyneux question. The evidence from cataract operations, which supposedly
supports the negative answer, remains ambiguous. Evans' suggestion about cortical stimulation has not been
tried, but I think he is wrong about what it would show if it were actually
tried. That is, I think that even
under these conditions the subject would not be able to identify or tell the
difference between a square and a circle.
Locke
and the empiricists correctly give the negative answer, but for the wrong
reasons.[16] My response involves the formulation of
a completely different explanation for the negative answer to the Molyneux
problem. The solution is to be
found in the neurophysiology of vision.
Once understood it is easy to see that a negative answer to the Molyneux
question is not inconsistent with the reformulated propositions (1')-(3'), or
with the experience of the neonate, but is an explainable exception to the
principles that normally govern intermodal perception. In
effect, the reasons why the negative answer to Molyneux's question can be
consistent with the reformulated propositions rather than explained by the
empiricist propositions (1)-(3) are to be found in the way the body works, and
specifically on the sub-personal, neurophysiological level of explanation.[17]
As
we noted in discussing (1'), even if first perception in the newborn is already
somewhat organized, continued experience (in the Lockean sense) does educate
later perception in a self-organizing fashion. The difference between the first empiricist principle (1),
and the reformulated one (1'), however, depends on how we conceive of
experience more generally, its effects, and its timing. Although it would be
difficult to deny that postnatal Lockean experience educates and fine-tunes
perception, we can deny that the development over time of postnatal visual
experience is a necessary condition for relatively clear visual perception. The
neonate sees well enough to imitate facial gestures immediately upon birth
(given some moments for its eyes to adjust to light).
It
may be helpful to clarify just what the visual capacities of the newborn human
are. Atkinson and Braddick (1989)
and Slater (1989) indicate that newborn vision involves the following
characteristics:
sufficient acuity to resolve details at
close range;
contrast sensitivity great enough for the
perception of spatial patterns;
cortical activity and control (and not just
subcortical functionality);
overt control of attention and selection of
objects by means of eye movements;
preference for some objects over others
(e.g., moving objects rather than stationary objects; three-dimensional objects
rather than two-dimensional ones; high contrast rather than low-contrast
stimuli; patterns with curved rather than straight lines);
active searching for visual stimulation;
ability to habituate to one stimulus and
show preference for novel stimuli;
activation of visual memory -- the
possibility of habituation in neonates demonstrates a very short-term visual
memory (Slater 1989), but more durable memories have been demonstrated in
2-day-old babies who can retain a memory of the mother's face over a minimum
of 5 minutes (Bushnell and Sai,
1987).
sensitivity to motion parallax -- when the
infant moves its head, nearer parts of a viewed three-dimensional object appear
to move more than farther parts.
Neonates
are capable of discriminating between different geometrical shapes, such as
triangles, squares, and circles (Landau, Gleitman, and Spelke, 1981; Slater,
1989; Slater and Morison, 1985a; Slater, Morison, and Rose, 1983). Their vision is also characterized by
shape constancy, that is, across changes in orientation or slant neonates are
capable of recognizing the real shape of an object (Slater and Morison,
1985b). Neonate vision also shows
feature constancy, that is, the ability to recognize invariant features of an
object across certain varying features, such as moving versus stable objects
(Slater, 1989).
Qualifications
need to be made on all of these aspects.
Visual acuity in the newborn is approximately 30 times poorer than in
adults, but is still sufficient for some degree of pattern recognition (Slater,
1989). Further, the neonate's
vision is limited in terms of distance -- visual attention is not usually
directed to objects more than three feet away unless they are moving (Slater,
1989). Neonate vision is not fully
binocular (Atkinson and Braddick, 1989), and cortical control is far from fully
developed. Nonetheless, it is
clear that neonate vision is already educated to some degree.
To complete the explanation, however, one needs
to look on the neuronal level. To
ascertain whether there is an education process required for first perception
one needs to look at neuronal development, and it is here that we can find the
definitive answer to the Molyneux question. The established view on neuronal development from birth
onward begins with a statement about the initial condition: the patterns of
interconnection of human cortical cells are at first sparse (figure 7.2a)
compared to patterns in the adult (figure 7.2b; see Atkinson and Braddick,
1989; Shatz, 1992). If this is the
case, behavioral evidence tells us that there is nonetheless, in the visual
cortex, a sufficient neuronal structure in place that allows the newborn to see
as specified above. More recent
neurological evidence strongly supports this view. It suggests that the visual cortex of the newborn may be
more developed than first thought.
Indeed it may be much closer to the adult brain in regard to the
structure of the ocular dominance columns, groups of nerve cells in the visual
cortex that respond to input from one eye or the other (Crowley and Katz,
2000). Regardless of the initial condition, however, it is important
to consider what happens as the result of subsequent experience, or the lack of
subsequent experience.

If we interpret the evidence following the
established view of sparse neuronal development in the initial condition, then
continued visual experience after birth is necessary for the proper and
continued development of neurons in the visual cortex. Animal experiments, conducted by Hubel
and Wiesel (1963), suggest that there is a critical period of three to twelve
weeks in early infancy in which visual experience is necessary for the proper
formation of ocular dominance columns in the visual cortex (Barlow, 1975;
Frιgnac and Imbert, 1984; Hubel and Wiesel, 1963; Wiesel and Hubel, 1963a,
1963b; Shatz, 1990, 1992; Sillito, 1987). Thus, childhood cataracts, if not
removed prior to or early in the critical period, lead to visual deficiencies
that remain even after they are removed.
On the alternative reading, specifying the initial condition as already
neurally well developed, deprivation of experience through the critical period
would cause degeneration of that initial structure. As demonstrated experimentally, neurons degenerate in animals
deprived of vision or raised in the dark (figure 7.2c; for a recent experiment
on this, see White, Coppola, and Fitzpatrick, 2001). On either interpretation, under the circumstances of
congenital blindness, the specialized nerve cells responsible for the visual
perception of shape and spatial orientation are negatively affected (Blakemore
and Cooper, 1973; Hubel and Wiesel, 1963; Mitchell et al., 1973; Wiesel, 1982).
Neuronal
development is the continuation of a process that begins in utero,[18]
a process that, by the time of birth, has sufficiently progressed to prepare
the neonate for first visual perception.
The first visual perception is not something that must wait for further
Lockean experience, the prolonged and continued sensory stimulation assumed by
the empiricists. If, however, that
first perception does not take place, if, for example, the infant is born
blind, then, lacking visual experience, not only will the proper neuronal
development not happen, but the neuronal state in place at the time of birth
will deteriorate. As a result, the
functioning of later vision, as in the Molyneux patient, will be limited and
quite different, not only from the normal adult, but also from the newborn
infant. In neurophysiological
terms, the neonate is not equivalent to the Molyneux patient.[19]
The
fact of neuronal deterioration or transformation in the visual cortex of the
congenitally blind person would foil Evans' proposed direct cortical
stimulation experiment. Even if
the visual cortex is electrically stimulated, as Evans proposes, the subject
would not be able to experience the phosphenic square or circle because the
neuronal substrate is not intact.[20] Neuronal changes in cortical areas
responsible for vision rule out a positive answer to the Molyneux question on the interpretation of
that question we have been considering.
Degenaar
suggests that the Molyneux question cannot be answered precisely because of
such neuronal changes. "We
have not answered Molyneux's question -- and, indeed, we think that it cannot
be answered because congenitally blind people cannot be made to see once their
critical period is passed" (1996, p. 132). First, it is not quite right to say that a Molyneux patient
would not be able to see. The
empirical studies indicate that they do see, and that some of them go on to
make their vision more precise, eventually discriminating colors and, in some
cases, shapes. The amazing
plasticity of the brain is not entirely one-way.[21] Nonetheless, the facts involving
critical periods and neuronal deterioration, I would argue, indicate a
definitive negative answer to the Molyneux question as we have interpreted
it. Degenaar, however, interprets
the Molyneux question in a different way.
It may be clear at this point that the question we have been considering
-- "Will the Molyneux patient visually be able to distinguish the objects
as such?" -- means something like, "Will the patient be able to 'see'
the shapes in question and thus be in a position to be able to make a 'judgment'
about what they are?" And the
answer is "No." One
could, however, go on to insist as follows: "Yes, but what if the Molyneux patient could see the shapes in
question? Could he at that point
recognize the cube and the sphere?"[22] I think this is what Degenaar and
Evans have in mind. In some
regard, however, this form of the question is question begging, depending on
what is meant by the term "see." But we could make it work by specifying a hypothetical
subject. This subject
(1)
has
been blind from birth, but
(2)
has
suffered no neuronal deterioration in the visual cortex,
(3)
has
learned to discriminate a cube from a sphere by touch, and
(4)
is
either given sight or, following Evans' suggestion, is subject to direct
cortical stimulation.
Absent
the neuronal deterioration, I think that it would be correct to say that this
hypothetical subject (who is not equivalent to the Molyneux patient) would be
able to distinguish and recognize the cube and the sphere. This positive answer is quite
consistent with the negative answer developed on the first interpretation. On either interpretation, however, in
contrast to Degenaar's claim, we arrive at a reasoned answer.
The
hypothesis that explains the negative experience of the Molyneux patient, and
still remains consistent with the reformulated propositions (1')-(3'), is that
there are significant differences in both visual performance and neuronal
structures between (a) the newborn, (b) the normally sighted adult, (c) the
hypothetical subject, and (d) the Molyneux patient. The latter would be as neurophysiologically different from
either (a) or (b) or (c), as the experimentally altered case in which an animal
is deprived of sight from birth is neurologically different from the visual
cortex of the neonate or the normally sighted adult.
This
makes Locke and the empiricists correct in their negative response to the
Molyneux problem, but wrong with respect to their reasons. That the Molyneux patient is visually
unsuccessful, is not explained on the empiricist model -- expressed in principles
(1)-(3) -- but by the fact that neuronal structures did not develop properly
for vision in the Molyneux patient.
In contrast, first perception in the newborn is already intermodally
organized; the neonate is innately prepared (by prenatal cortical development)
to perceive a world coordinated across a variety of sense modalities.
Let
me add one historical note before considering the implications this answer has
for the principles of perception. The
answer I have proposed here is based on recent scientific research in
developmental psychology and neuroscience. It would be difficult to come to this precise answer without
the resources of those scientific studies. Difficult, but clearly not impossible. One thinker, not usually considered in
contexts of epistemology or psychology, came to exactly this answer around
1750. Adam Smith advanced this
solution tentatively and somewhat speculatively because he did not have the
exact science he needed. Still,
his suggestion was based in part on his own observations of infants and newborn
animals. He wrote, commenting on
the Molyneux patient described by Cheselden,
But though it may have been altogether by the
slow paces of observation and experience that this young gentleman acquired the
knowledge of the connection between visible and tangible objects; we cannot
from thence with certainty infer, that young children have not some instinctive
perception of the same kind. In
[the patient] this instinctive power, not having been exerted at the proper
season, may, from disuse, have gone gradually to decay, and at last have been
completely obliterated. Or,
perhaps, (what seems likewise very possible) some feeble and unobserved remains
of it may have somewhat facilitated his acquisition of what he might otherwise
have found it much more difficult to acquire. (1795, p. 161).
He
came to the notion of an "instinctive power" in children through his
own observations. It seemed beyond
reasonable doubt that numerous kinds of newborn animals were from birth able to
integrate movement, touch, and vision.
Because of the natural dependency of human children on others, he
reasoned, they may not require such instinctive powers. Yet, Smith writes, children
"appear at so very early a period to know the distance, the shape, and
magnitude of the different tangible objects which are [visually] presented to
them, that I am disposed to believe that even they may have some instinctive
perception of this kind; though possibly in a much weaker degree than the
greater part of other animals. A
child that is scarcely a month old, stretches out its hands to feel any little
play-thing that is presented to it" (1795, p. 163).
As
indicated by his distinction between tactile objects and visual objects, Smith
accepted much of Berkeley's theory of vision. He nonetheless believed that there was a natural affinity
between touch and vision immediately apparent in the behavior of infants, but
open to "decay" if not used "in the proper season," (the
neuronal deterioration and critical periods of today's neuroscience). If Smith had taken these ideas further
he may have recognized their implications for a more general theory of
perception.
New
Principles of Perception
Developmental
studies demonstrate that perception is intermodal from the start. This is not an intellectual
accomplishment that we acquire after much practice, but an innate feature of
our embodied existence. On that
basis we have reason to reject the traditional empiricist principles (2) and
(3), which claim neither connection nor mutual education between sense
modalities. Such connections are
already at work in the body of the newborn. Principles (2') and (3') bring us closer to the truth. Perception is intermodal from the very
start, and one sense modality can educate another.
The
first empiricist principle, that experience educates perception, remains viable
in two ways. First, it still makes
sense to say that Lockean experience is required for the continued maintenance or
development of perception beyond the neonatal state. By including neurophysiological development in our
explanation, we have a good conception of why and how experience works to
sustain and perhaps to fine tune perceptual mechanisms beyond the occurrence of
first perception. In this sense
(1) and (1') can be seen as consistent parts of a more general account. We might combine them in the following
way:
(1'') Although relatively
organized exteroceptive perception is possible from birth, the continued maintenance
and development of perception depends on experience, understood as the exercise
of perceptual mechanisms.
This
seems clearly justified by both developmental and neurological studies.
Second,
it is also the case that prenatal neurological development requires
experience. Although a good deal
of neurological development is genetically coded and organizes itself in
pre-designed circuits, some of that development requires sensory and motor
input (Shatz, 1990, 1992; Prechtl, 1984).
In the development of auditory and proprioceptive capability, for
example, prenatal neurological development depends upon prenatal auditory
stimulation and movement.[23] The required prenatal experience,
however, is not a form of Lockean experience, which may involve the perception
of full-fledged objects, but a more simple sense experience directed at partial
aspects of objects, or "proto-objects" -- determinate and bounded
segments of the perceptual field.[24] Thus, the newborn infant may in fact
recognize and prefer its mother's voice on the basis of its prenatal experience
of the tone or pitch of that voice.[25] In the case of proprioception fetal
movement provides the late-term fetus with a bodily sense that is already quite
developed at birth. Indeed, the
logic of the traditional view that suggests that exteroceptive perception
necessitates a developed postural schema seems correct. But this occurs much
earlier than the traditional view would allow. Precisely because some aspects of a proprioceptive body
schema develop prenatally, a neonate arrives ready to imitate the movements of
others, something that would be impossible without proprioception.
Given
the lack of prenatal visual experience, the visual system might be said to be
even more innate, in the sense of following a more genetically controlled
development, with less dependence on experience than touch or
proprioception. Even the
visual system, however, which is quite developed at birth, may benefit from
some limited prenatal stimulation for its proper neurological development. Thus the late-term fetus is sensitive
to light. Bright light
directed on the lower abdomen of the mother in the third trimester, for
instance, elicits fetal eye blinks (Birnholz, 1988).
To
speak of prenatal experience as a requirement for neurological development is
to extend and deepen the notion of experience beyond the complex sense
experience described by Locke.
If this fuller concept of experience, extended to include prenatal
experience, and deepened to account for its effect on neural structures,
suggests that the newborn infant is not a tabula rasa, it does not fully
contradict the empiricist claim that experience educates perception. Even Locke was willing to allow for
prenatal experience (see note 8).
But he was not ready to treat seriously the scope or import of such
experience, nor was he prepared to entertain its relation to the physical basis
of perception. In this context the
concept of innateness is not a philosophical threat to the concept of
experience, but a necessary complement.
That which is innate can mean literally whatever we have prior to
birth. On that definition
perceptual capacity and experience itself can be considered innate. On an alternative definition we might
consider the genetic code to be innate.
Even here we must say that to a great extent the proper development of
that which is innate (the genetically designed neuronal structure) depends on
experience. In such contexts, the distinction
between nature and experience cannot be drawn so sharply.
This
expanded concept of experience, which includes an account of its effects on
neurological development, its intermodal nature, and its complex relation to
first perception suggests a revised set of perceptual principles, and provides
a consistent explanation of both neonatal imitation and a negative answer to
Molyneux's question. At the same
time it supports an externalist and embodied account of perception. The traditional negative answers to the
Molyneux question usually implied a theory of perception in which access to a
meaningful external world is not direct but mediated in a process that
necessitates an acquired capacity to synthesize sensations belonging to
different sense modalities in a process of intellectual abstraction. On this view, much of what we perceive
is internally constructed, a production of the apprehending mind that shapes
sensory data and goes beyond the primary qualities of the objects
perceived. The negative answer
that I have outlined above, however, is quite consistent with the idea of a
more immediate perceptual access to the world on the basis of an innate
intermodal system in which different sense modalities are already in
communication. Perception is less
the result of an internal processing of sense information, and more the result
of an interaction between the body and its environment.
[1]My optimism for the proposed solution is
in stark contrast to a claim made by Marjolein Degenaar in the most recent
historical account of the Molyneux question. For reasons that I'll discuss later, Degenaar suggests that
the question cannot be answered (1996, p. 132).
[2]William Molyneux, quoted by John Locke
(1694, p. 186). The citation of
Molyneux's correspondence first occurred in the second edition of Locke's Essay (1694; II, Ch. 9, § 8). Molyneux originally posed the question
to Locke in a letter written in 1688 in response to the publication of a French
abstract of Locke's soon to be published (1690) Essay.
[3]This is the case with Evans (1985), as
we'll see, but not so with the positive answers given by Leibniz (1765), or J.
J. Thomson (1974).
[4]Molyneux's question and variations of it
still motivate thought experiments not unlike those posed in terms of Condillac's
statue. See, Eilan (1993) for a
recent example.
[5]On the empirical side, operations to
correct congenital blindness were reported as early as 1709; Cheselden reported
a case in 1728 which was commented on by Diderot, Buffon, and Condillac. See Morgan 1977, pp. 16ff; and Degenaar
1996, pp. 53ff.
[6]See, von Senden (1932); Hebb (1949); Gregory and Wallace (1963);
Ackroyd, Humphrey and Warrington (1974). Von
Senden provides a comprehensive summary of cases up to 1930. Morgan (1977) surveys the empirical
literature to the mid-1970s.
[7]The spatial and temporal differences
between the tactile and visual modalities are clearly summarized by
Merleau-Ponty (1962, pp. 222-225); Morgan (1977, p. 200) and Martin (1992).
[8]Just before his discussion of Molyneux's
letter, Locke himself considered the developmental context, expressing his
belief that fetuses may already exercise "their senses about objects that
affect them in the womb" (1694, p. 184). But, according to Locke, prenatal sense experience remains
short of organized perception and, according to his examples, confined to
bodily sensations like hunger and warmth.
[9]James suggests that infants "must go
through a long education of the eye and ear before they can perceive the
realities which adults perceive. Every
perception is an acquired perception"
(1890, II, p. 78).
[10]Although Merleau-Ponty (1962, 1964) often
criticizes empiricist theories of perception, in his analysis of perceptual
development in the infant and in his discussion of first visual perception in
subjects who had been congenitally blind, he is led to the empiricist view by
the empirical studies that he consults.
It is clear, however, that he struggles with these ideas and that he
thinks experience itself moves both infant and Molyneux patient toward his own
phenomenological conception of intermodal perception.
[11]Meltzoff (1993) suggests that the
imitation problem is quite analogous to the Molyneux problem, and he poses it
in terms close to Molyneux's original question: "Suppose a blind man can perform simple body movements,
such as mouth opening and closing; he can identify the movements when he
produces them and can produce them on demand. Suppose then that an actor is placed before the blind man
and the blind man is made to see.
The actor silently opens his mouth. Can the newly-sighted man, without being allowed to touch
the actor, imitate the actor's gesture by opening his own mouth?" (p.
220).
[12]Piaget (1962, 19, p. 45). Concerning the heterogeneous spaces of
different sense modalities, see Piaget and Inhelder (1969, p. 15) and Piaget
(1954, p. 130).
[13]Evans (1985) outlines six possible
positions on the Molyneux question (see his chart, p. 381). He fails to mention that this nativist
"yes" position was actually held by William Porterfield, a Scottish
philosopher who denied Berkeley's theory that custom and experience created the
connections between sense modalities.
In its place he suggested "an original, connate and immutable Law,
to which our minds have been subjected from the Time they were first united to
our Bodies" (1759, II, 414).
On this basis he gave an affirmative answer to the Molyneux
question. For discussion of Porterfield,
see Davis (1960, pp. 392-408). For
a more contemporary expression of this position, see Eilan (1993).
[14]Others who followed Berkeley's lead
include Robert Smith (1738), Voltaire (1738), for whom learning to see was
similar to learning to read, and, in Holland, Petrus Camper (1746). See Degenaar (1996) for discussion.
[15]Evans writes: "To have the visual
experience of four points of light arranged in a square amounts to no more than
being in a complex informational state which embodies information about the
egocentric location of those lights. ... Now we are assuming that the subject
has been able to form simultaneous perceptual representations of the locations
of tactually perceived objects, and this means that he has been in a complex
informational state of just this kind before. ... [And] if receipt of such
information was sufficient to prompt application of the concept square in the tactual case, it is not clear why
it should not do so in the visual space" (1985, pp. 392-93).
[16]My intention is not to suggest, however,
that these thinkers agree completely in their reasoning. Park (1969), for example,
outlines the differences between Locke and Berkeley on this issue (also see
Berman, 1999 for discussion). Davis (1960), citing 18th-century commentators,
notes differences between Molyneux, Locke, and Berkeley, and between Locke and
Condillac. In general, however,
all of these philosophers accepted propositions (1)-(3).
[17]Locke had discounted neurophysiological
explanations from the very start: "I shall not at present meddle with the
physical consideration of the mind; or trouble myself to examine wherein its
essence consists; or by what motions of our spirits or alterations of our
bodies we come to have any sensation by our organs . . . . These are speculations which, however
curious or entertaining, I shall decline, as lying out of my way in the design
I am now upon" (1694, 26-27).
Diderot, however, did suggest that part of the answer must involve the
physical mechanism. "One
might reply that it would take all the time necessary for the humours of the
eye to arrange themselves appropriately; for the cornea to take up the convex
shape necessary to vision; for the pupil to acquire its characteristic dilation
and contraction; for the elements of the retina to acquire the proper
sensitivity to light; for the lens to exercise the forward and backward
movements that it is believed to make; for the muscles to fulfill their
functions; for the optic nerves to transmit the sensation; for the entire eye
to make the necessary preparations, and for all the parts of which it is
composed to act together in the production of that miniature which is so
indispensable when it comes to showing that the eye educates itself"
(1749, pp. 53-54). Diderot
nonetheless goes on to say that if all of this is accomplished (and how long it
would take he was not sure -- it might take weeks after the operation or happen
almost immediately) then the Molyneux patient would still not be able to
recognize the cube or sphere by vision alone.
[18]See Shatz, 1990. Neuronal development begins in utero and continues throughout infancy. Synaptic connections in the human
visual cortex are rapidly increased to excess quantities up to around the 8th
postnatal month and then reduced(by approximately 40%) to normal levels over
the first three years (Huttenlocher et al., 1982).
[19]Morgan(1977) notes that "Locke assumed purely hypothetically that
all the sensory equipment of the congenitally blind person would remain intact,
and ready to function at the first instant of vision . . ." (p.198). Sacks (1995) compares the Molyneux patient with the infant in some
regards (p. 127), but goes on to suggest a clear neurological difference:
"one would suspect that the tactile (and auditory) parts of the cortex are
enlarged in the blind and may even extend into what is normally the visual
cortex. What remains of the visual
cortex, without visual stimulation, may be largely undeveloped. It seems likely that such a
differentiation of cerebral development would follow the early loss of a sense
and the compensatory enhancement of other senses . . . . the newly sighted are
not on the same starting line, neurologically speaking, as babies, whose
cerebral cortex is equipotential--equally ready to adapt to any form of
perception" (p. 140).
[20]Functional imaging studies of people
blind from an early age reveal that their primary visual cortex has actually
changed to accommodate an enhancement of the tactile sense. For example, the visual cortex in such
blind subjects can be activated by Braille reading and other tactile discrimination
tasks. Other studies have shown that visual cortical areas can be activated by
somatosensory input in blind subjects but not those without sight. See Cohen et al. (1997).
[21]Morgan (1977) comes very close to this neurophysiological answer, but in the end discounts it for the following reason. Although visual deprivation during the critical period in infancy does result in permanent damage to the visual cortex, behavioral studies show that in such cases animals can still recover visuo-motor abilities. Morgan views this as an unresolved conflict between neurophysiological and behavioral results (pp. 185 ff). I see no conflict here. Plasticity on the neurophysiological level can easily account for a limited degree of behavioral recovery. Thus, the fact that some Molyneux patients do improve the interaction between tactile and visual modalities over time does not necessarily require the establishment o