© 2000, 2002. Shaun Gallagher. Paper presented at the Philosophy Colloquium, Trinity College, Dublin (November 2000). An earlier version of this chapter was published as "First Perception: A New Solution to the Molyneux Problem," in Proceedings of the New York State Philosophical Association (Syracuse, New York: 1996).  This version is forthcoming in Shaun Gallagher. How the Body Shapes the Mind. Oxford: Oxford University Press.

 

 

Neurons and Neonates: Reflections on the Molyneux Problem

 

Shaun Gallagher

Department of Philosophy and Cognitive Science

University of Central Florida

gallaghr@mail.ucf.edu

 

 

            A central tenet of empiricist philosophy is that experience, in the sense of relatively prolonged exercise or practice of the sense organs, educates perception.  On this view, human perception is not something that happens automatically in the first instance, or in the first moments of life; it takes time and exposure to the natural environment to develop properly.  This idea has informed many attempts to solve a long-standing problem first raised by William Molyneux in a letter to John Locke over three hundred years ago.  The question framed by Molyneux has been called the central question of eighteenth-century epistemology and psychology (Cassirer, 1951).  Although explicit discussions of the Molyneux problem decreased in number in the nineteenth century, and fell off even more in the twentieth century, the issues that it originally raised continue to be of interest, not only to contemporary philosophers of mind, but to psychologists and cognitive neuroscientists.  Indeed, I want to suggest that recent findings in developmental psychology and in neurophysiology -- findings that pertain to the conceptual framework explicated in Part I -- have provided the relevant empirical data for answering once and for all the Molyneux question.[1]

            Molyneux, in a famous letter to Locke, had entertained the question of what it might be like for a blind man to gain sight; his question specifically asks what one sense modality, touch, adds to another, sight -- whether previous tactile sensations inform first perception in the visual modality.

 

Suppose a man born blind, and now adult, and taught by his touch to distinguish between a cube and a sphere of the same metal, and neighly of the same bigness, so as to tell, when he felt one and the other, which is the cube, which the sphere.  Suppose then the cube and sphere placed on a table, and the blind man be made to see: quaere, whether by his sight, before he touched them, he could now distinguish and tell which is the globe, which the cube?[2]

 

Molyneux's question at first glance looks deceptively simple, but it raises many interrelated and complex issues.  Indeed, commentators have pointed out that Molyneux actually poses several questions, and there have been some philosophically heated debates about what Molyneux actually meant.  Some have suggested that he was asking about the perception of distance, an issue that he clearly did raise in his first letter to Locke in 1688.  Others have understood him to be asking whether spatial perception is confined to touch, or whether vision also allows for a genuine perception of space.  In this context, questions about the difference between tactile objects and visual objects have exercised the minds of philosophers from Berkeley to Merleau-Ponty and Gareth Evans.  For these reasons it is important that I identify at the outset the philosophical issues I want to investigate. 

My intention is to pursue what Evans called the "background theories of perception" that inform answers to the Molyneux problem (1985, p. 382).  Specifically, I want to identify the precise principles that best account for perceptual experience.  To what extent is it correct to say that experience educates perception; to what extent does perception operate intermodally, so that education of one sense modality is also education of another?  Answers to these questions will have a direct consequence for how we think of spatial perception, the embodied nature of our access to the world, and many of the other issues associated with the Molyneux question, issues that still tend to divide nativists and empiricists.

            On the one hand, a negative answer to the question usually implies a theory of perception in which access to a meaningful external world is not direct but mediated in a process that necessitates an acquired capacity to synthesize sensations belonging to different sense modalities.  Such a capacity is acquired through experience, although, as we will see, the concept of experience is itself open to various interpretations.  On the other hand, positive answers to the Molyneux question may imply a more immediate perceptual access to the world on the basis of an innate intermodal system in which different sense modalities are already in communication.[3]  In this case the concept of an innate system is also open to various interpretations.  Thus the Molyneux problem is directed in part at questions about the respective contributions of nature and experience to perceptual experience.

 

First Perception

            What is perception in its very first instance, without the contribution of previous sense experience, without being informed by established conceptual schemas, without the influences of habit, custom, language, and so forth?  This question asks about first perception, ontogenetically the earliest instance of perception, which, for obvious reasons, is an extremely difficult state to describe or characterize.  Thought experiments provide one avenue for the philosophical investigation of this notion, and in the history of empiricist philosophy there have been several famous ones that explore the question of what first perception must be like.  Condillac (1754), for instance, imagines what it would be like for a statue, bereft of sensation, to awake in one modality of sensation at a time.  The empiricist hope expressed in such a project is to return to first perception by stripping away the multimodal complexity of adult perception -- reducing it to its barest minimum within one sense modality.  I will try to make clear why the concept of Condillac's statue ignores the complexities that are implicit in embodied perception, and cannot do justice to the problems he wanted to address.

In the wake of Locke's Essay, discussions between Condillac (1746) and Diderot (1749) make it clear that Condillac's statue is a heuristic place-holder for both the newborn infant and the congenitally blind subject of Molyneux's question.[4]  Although Molyneux himself posed his question as a thought experiment, philosophers and psychologists soon found empirical instances of congenitally blind patients who through surgical operations were given sight.  I will refer to these as Molyneux patients.[5]

            In Locke's view, nature contributes less than experience does to the production of coherent perception.  First perception, which is no more than unorganized and meaningless sensation, can hardly be called perception at all.  Perception needs to be educated by experience.  For Locke, experience means the frequent and repeated sensation which leads to the formation of habit or custom, and which shapes judgment, which in turn, alters and improves perception.   (For convenience, I will refer to this concept of experience as 'Lockean experience').  If, for example, bare sensation presents the adult perceiver with a pure phenomenal appearance of limited adumbrations, experience in the form of "habitual custom" fills in to complete the perceptual content.  The empiricist thus maintains that one must learn to perceive; perception is not delivered as an innate power; uneducated or first perception cannot deliver a meaningful world. 

            Furthermore, on this empiricist model, first perception is always modality specific.  Experience in one sense modality is not sufficient to educate different sense modalities.  As a result, Locke agrees with the negative answer of his friend Molyneux:  No, the newly sighted man would not be able to discriminate, by vision alone, which was the globe and which the cube.  Locke explains that the blind man, "at first sight," would not be able with certainty to recognize by vision the globe or the cube, because of the difference and the lack of natural connection between touch and vision.   Because tactile space is different from visual space, the two sense modalities do not naturally communicate, and experience in one does not translate into experience in the other.  How the one relates to the other can only be learned through experience of both.  Locke accordingly suggests that we must consider how much the perceiving subject "may be beholden to experience, improvement, and acquired notions" (1694, p. 187).  

            The principle that experience enters into and shapes perception is also clearly expressed in the responses to the Molyneux problem made by Berkeley (1709), Condillac (1746), Diderot (1749), and in the 20th century, by neuropsychologists like Donald Hebb (1949) and philosophers like Merleau-Ponty (1962).  Their negative answers appear to be reconfirmed by the empirical cases that show that Molyneux patients in fact, at first sight, cannot visually recognize objects that previously were experienced by touch alone.[6]  In unexceptional cases of perception in the normal adult the senses obviously communicate with each other to produce a unified spatial experience.  In the initial visual perception for the Molyneux patient, however, "everything is at first confused and apparently in motion.  Discrimination between coloured surfaces and the correct apprehension of movement do not come until later, when the subject has learned 'what it is to see' . . ." (Merleau-Ponty, 1962, p. 223).  It thus appears that the empirical cases of congenitally blind subjects who gain vision, exceptional though they are, help to show the importance and necessity of Lockean experience for the perceptual process.  Such empirical studies furthermore suggest that first perception is modality specific: for the Molyneux patient what is confused in vision is not confused in touch.  This indicates that, in terms of development, unified perception is not something that blooms forth automatically in an instantaneous production, but that we have to learn perception and that our senses have to learn to communicate.

            Let me summarize in three propositions what I understand to be the important principles of the empiricist reasoning on this issue. 

 

(1) The development of coherent perception depends on Lockean experience.  At first, perception is confused; one needs to learn to perceive.  In Molyneux patients the confusion of first perception means that colors are not contained by definite shapes, and everything seems to be in motion.

 

(2) Sense modalities do not naturally communicate.  Sense modalities are heterogeneous and have their own unique spatial and structural features.[7]  They do not function intermodally; they learn to communicate with one another (usually on an amodal level) only as the result of Lockean experience.  Part of the learning of perception involves learning to integrate these different systems on some perceptual or conceptual level.

 

(3) Lockean experience in one sense modality does not educate other sense modalities.  The Molyneux problem receives a negative answer because experience in the modality of touch is not sufficient for learning to perceive in the modality of vision.

 

            These three principles and the concept of Lockean experience provide a framework for the traditional empiricist background theory of perception.   In the following sections I will argue that principles (2) and (3) have been overturned by recent discoveries in developmental psychology, and that this requires that we rethink the first principle, along with the concepts of experience and first perception that form its basis.

 

The Developmental Context

              Historically, answers to the Molyneux question have been related to the issue of first perception in the newborn.  Thus, for example, Diderot contends that there is no doubt "that vision must be very imperfect in an infant that opens its eyes for the first time, or in a blind person just after his operation" (1749, p. 52).[8]  Unsurprisingly, the same three empiricist principles are often reflected in discussions of the developmental issues.  Recent discoveries in developmental psychology, however, challenge the traditional empiricist theory of perception in a way that can clarify the concept of experience at stake in its formulation, and generate new principles.  To see this we need to transpose the principles expressed in (1)-(3) from the context of adult perception in tactile and visual modalities to the context of developmental studies that involve tactile, visual, and proprioceptive modalities. 

            In the developmental context the question might be framed in this way: Where do we find in the life of an infant, the emergence of coherent perception?  To put the question in this way, however, is already to grant too much to the traditional empiricist model.  The notion of an emergence of perception already implies that experience for the newborn infant is an inchoate, incoherent and uncoordinated mass of sensations out of which coherent perception develops. This is nicely attested to in William James' famous phrase describing the infant's experience as  "a blooming, buzzing confusion" (1890).[9]  This idea, which reflects principle (1), is clearly expressed in the traditional view that exteroceptive perception appears relatively late in the developing infant.

            As we know from our previous considerations (Chapter 3), developmental theorists until recently believed that experience begins by being interoceptive, and that the newborn is without external perceptual ability.  On this view, James' "blooming, buzzing confusion" persists until between the third and sixth month of postnatal life when the interoceptive and exteroceptive domains begin to collaborate -- a collaboration that is not found at the beginning of life.  Recall that one reason cited for this lack of organized exteroceptive perception involves the absence of a developed body schema.  Thus psychologists like Wallon and philosophers like Merleau-Ponty regard a developed postural schema as a necessary requirement for coherent perception.  For someone like Merleau-Ponty, this idea is completely consistent with the notion that perception is embodied.  Perception is disorganized at this stage precisely because it is infected by the disorganization of the body.

            On the empiricist model, the neonate's experience is confused; the infant has not yet learned to perceive.  Moreover, reflecting the second principle  (sense modalities do not naturally communicate), the reason for this confusion is that the infant has not yet learned to integrate the proprioceptively defined spatiality of its own body with the visual information it receives from the environment.  Proprioceptive space involves an intra-bodily spatial framework; the organization of visual space involves an egocentric spatial framework.  The development and integration of these two frameworks occur only with prolonged motor and sense experience.  Intermodal communication or collaboration, important for the establishment of a mature perception, has not yet been established between proprioception and vision, or between proprioception and touch.  Proprioceptive organization, as Merleau-Ponty indicates, is established first, prior to, and as a necessary condition for exteroceptive perception.  Reflecting the third empiricist principle (sense modalities do not naturally communicate), however, proprioceptive organization alone is not a sufficient condition for organized visual or tactile perception -- that is, proprioceptive experience does not inform visual or tactile sense modalities.[10]

            Still, the neonate seems not to be in the same special circumstance of the Molyneux patient.  For example, the Molyneux patient already has extended experience in the tactile domain and in other non-visual sense modalities.  Nonetheless, as we have seen, the question of neonate imitation involves the issue of intermodal translation and does so in a way similar to the case of the Molyneux patient.[11]   The recent developmental research on neonate imitation clearly challenges the empiricist principles that underpin the traditional view.  Let us consider again an unfortunate infant who is taken directly from the birth process and, having undergone ten minutes of the usual medical procedures and tests, is at this early age made to participate in a psychological experiment.  A person visually presents to the newborn a facial gesture -- for example, a tongue protrusion or a mouth opening.  The question is: Can the infant imitate the facial gesture?  To do so the infant is required to translate its experience from one sense modality, vision (indeed, something very close to its first vision), into another, proprioception. 

            We would expect those who answer Molyneux's question in the negative, for reasons outlined by the three empiricist principles, to respond in a similar way to the question about the possibility of neonate imitation.   And we are not disappointed.  Indeed, the traditional answers to these two questions, as well as to the question of aplasic phantoms, are quite consistent.  As we have seen before (in Chapter 3), Piaget, consistent with a negative answer to the Molyneux question, maintains that sense modalities initially represent heterogeneous spaces which the infant must gradually learn to synthesize.  This would mean that imitation in the neonate is impossible since it could occur only on the basis of a highly organized proprioceptive experience.  The infant would require proprioceptive access to its own face in order to be able to find the proper anatomical parts (for example, the mouth, the tongue, the lips) to use in the imitation process, and it would have to know how to move them.  Furthermore, the infant would require an organized visual experience to be able to discern the gesture of the other's face, and seemingly would have to make the connection between these two sense modalities on some intellectual level.  Thus, according to Piaget (and most other classical theorists of development), imitation is not possible prior to 8 to 12 months of age.[12]  Accordingly, the newborn is caught up in a complete confusion: it does not yet have an organized proprioceptive experience of its own body (for example, it would not know where its mouth is or what to do with its tongue); it cannot visually perceive the face of the other person; and thus it certainly cannot imitate visually presented gestures.  

            As we have seen, however, newborn infants seemingly take issue with this traditional answer.  Previously cited studies by Meltzoff and Moore, and others, show that neonates less than an hour old can in fact imitate facial gestures and even hand movements, that young infants imitate facial gestures after a delay of as much as 24 hours, and that infants improve their gestural performance over time (Meltzoff and Moore, 1977; 1994).  For reasons outlined earlier, it is also clear that neonatal imitation is not a matter of reflex behavior. 

            Both neonatal imitation and the issues surrounding the Molyneux question involve the concept of intermodal perception.  To move us closer to the terms of the Molyneux problem, consider the following study.

Meltzoff and Borton (1979) evaluated tactile-visual cross-modal perception in 32 infants (average age of 29 days).  Two pacifiers with quite different shapes were used -- one is shaped like a sphere, the other a sphere with nubs (figure 7.1).  Pacifiers were hidden from the infant's sight prior to slipping them into the infant's mouth.  Half of the infants were given the sphere, and the other half received the nubbed pacifier.  They were allowed to suck on them for 90 seconds, during which time most infants engaged in tactile exploration with the tongue, "furrowing their brows, as if the tactual exploration of the novel object was of some interest" (Meltzoff, 1993, p, 223).  The infants were then shown the two objects side by side.  In the

 


 


context of such experiments object recognition is often measured by how long the infant stares at a particular object within a fixed period.  The results of this experiment showed that the infants did look significantly longer at the shape they had felt. Of the 32 infants tested, 24 visually fixated for a mean percentage of 71.8% of the time on the shape matching the one they had explored in the tactile modality -- figures greatly above chance.

Meltzoff concluded that very young infants "register the same information about the shape of the object even if it is picked up through two different modalities, touch and vision" (1993, p. 224).  Together with the intermodal communication between vision and proprioception found in the case of neonate imitation, and with the results of other experiments that demonstrate intermodal communication between vision and hearing (Kuhl and Meltzoff, 1992; 1984), this conclusion is consistent with the general thesis that first perception is already shaped by an innate capacity, a built-in mechanism for intermodal communication among sense modalities.  These experiments also make it clear that coherent perception that is not educated by experience (at least postnatal Lockean experience) occurs from the very beginning of our postnatal life.             

            What implications do these studies have for Molyneux's question, or more generally for the background theory of perception?   We clearly need to revise the three traditional empiricist principles in the light of the developmental context.

 

(1')   Relatively organized perception is possible from birth.  It does not require Lockean experience as a necessary condition.  First perception is not confused sensation.  The body is already organized by an innate body schema, and this organization is carried through to perception.  Without Lockean experience, in a first instance, perception is not a blooming, buzzing confusion.  Having said that, there is still an important sense in which experience in and beyond first perception does educate later perception in a self-organizing fashion.  Moreover, there is also a sense in which experience, expanded to include prenatal experience, and understood to have a physical effect on the experiencing body, informs first perception.  We return to these points below.

 

(2')  Sense modalities do communicate naturally.  Perception is intermodal from the very start.  First perception already operates in an intermodal fashion.  The perceiving subject does not have to learn to integrate different systems, because they are already innately integrated.  Although separate sense modalities can be said to have their own unique spatial and structural features, they communicate intermodally in an egocentric spatial framework that is fully integrated from the beginning with a proprioceptive intra-bodily spatial framework (Chapter 6).

 

(3')   Experience in one sense modality does educate other sense modalities.   In the case of neonate imitation vision directly educates proprioception.  In the experiment conducted by Meltzoff and Borton (1979) the tactile modality directly informed vision.  Perception in one sense modality is, in certain respects, sufficient experience for the recognition of objects in another modality. 

 

Answering the Molyneux Question

            The reformulated principles seem clearly to contradict the traditional empiricist theory of perception.  The latter is associated with and stands as the background theory of perception for the negative answer to the Molyneux problem.  The empiricist theory extends further, of course.  Most theorists who discuss the Molyneux problem generalize their conclusions concerning the role of Lockean experience in the education of perception, and the heterogeneity among sense modalities, to apply across all instances of human perception, including first perception in infancy.  In other words, Molyneux patients are not exceptions or counterexamples to the original principles; they count as evidence in support of them.  In contrast, neonates who imitate facial gestures would count as counterexamples. The recent developmental studies show clearly that the empiricist propositions (1)-(3) fail to describe first perception in the case of the neonate.  This suggests, at the very least, that theorists from Locke to Hebb have been too quick to generalize.

            On the other hand, if we generalize the principles expressed in (1')-(3'), we are led to affirm an innate connection between touch and vision.  This would seem to imply, as Gareth Evans suggests, a positive rather than a negative answer to the Molyneux problem.[13]  Could this be right? 

            Since the time that Cheselden published, in 1728, his empirical account of a cataract operation in a patient blind from birth or from infancy, and his observations concerning the patient's visual perception, theorists as early as Berkeley (1733) have cited cases of recovery from congenital blindness as support for the negative answer to the Molyneux question.[14]  After such operations patients are unable to distinguish between objects.  Some patients, with the assistance or tutoring of touch, go on to learn to visually distinguish objects; others give up the difficult education of the visual sense, ignore their imperfect vision, and return to the life of a blind person.  In the face of this empirical evidence, is it possible to maintain a positive answer? 

            The problem is that the empirical studies of Molyneux patients are plagued by ambiguities.  These are well rehearsed in the literature from La Mettrie (1745) to Oliver Sacks (1995) and involve uncertainties about the timing of onset of blindness, the degree of blindness in cases of cataract, and the confused experience of the patient after the operation.  The uncertainties about the empirical data create uncertainties with regard to the negative answer to the Molyneux question.  Gareth Evans, in an attempt to overcome such uncertainties, suggests an experiment that would clarify the issue.  Evans suggests that by means of direct electrical stimulation of the visual cortex, a pattern of experienced light flashes (phosphenes) in the shape of a square or circle could be caused in a patient with congenital blindness.   If this were possible, one could settle the matter once and for all.  Evans argues that under such circumstances the patient would indeed be able to tell the difference between a circle and a square.  His reasons for this positive answer to the Molyneux question involve his concept of embodied action in an egocentrically organized behavioral environment; that is, his reasons are somewhat different but not necessarily inconsistent with the evidence from neonatal imitation cited above.[15] 

            Now despite the fact that I think the evidence from neonate imitation, and Evans' conception of embodied action are in fact consistent with the reformulated principles of perception (1') -(3'), I want to disagree with Evans' conclusion and argue in favor of a negative answer to the Molyneux question.  This negative answer depends, however, on a particular interpretation of the question.  If we take the question to mean: "Will the Molyneux patient visually be able to distinguish the objects as such," then the answer, I argue, is "no."  On a different interpretation of the question, which I will consider in the next section, the answer may be different.  Here, on the stated interpretation, I want to argue that Locke, Berkeley, Condillac, Diderot, Merleau-Ponty, Hebb, and others are right to say: No, the newly sighted person would not be able to discriminate, by vision alone, which was the globe and which the cube.  I think they base their answers on the wrong reasons, however, and more generally they are led to the wrong principles of perception.  To develop and maintain the correct version of the negative answer, I need to provide some reasoned explanation of the experimental evidence.  After all, what I take to be the most secure empirical data, the evidence from neonate imitation and other experiments on intermodal perception, point to a positive answer for the Molyneux question.  The evidence from cataract operations, which supposedly supports the negative answer, remains ambiguous.  Evans' suggestion about cortical stimulation has not been tried, but I think he is wrong about what it would show if it were actually tried.  That is, I think that even under these conditions the subject would not be able to identify or tell the difference between a square and a circle.  

            Locke and the empiricists correctly give the negative answer, but for the wrong reasons.[16]  My response involves the formulation of a completely different explanation for the negative answer to the Molyneux problem.  The solution is to be found in the neurophysiology of vision.  Once understood it is easy to see that a negative answer to the Molyneux question is not inconsistent with the reformulated propositions (1')-(3'), or with the experience of the neonate, but is an explainable exception to the principles that normally govern intermodal perception.   In effect, the reasons why the negative answer to Molyneux's question can be consistent with the reformulated propositions rather than explained by the empiricist propositions (1)-(3) are to be found in the way the body works, and specifically on the sub-personal, neurophysiological level of explanation.[17]   

            As we noted in discussing (1'), even if first perception in the newborn is already somewhat organized, continued experience (in the Lockean sense) does educate later perception in a self-organizing fashion.  The difference between the first empiricist principle (1), and the reformulated one (1'), however, depends on how we conceive of experience more generally, its effects, and its timing. Although it would be difficult to deny that postnatal Lockean experience educates and fine-tunes perception, we can deny that the development over time of postnatal visual experience is a necessary condition for relatively clear visual perception. The neonate sees well enough to imitate facial gestures immediately upon birth (given some moments for its eyes to adjust to light). 

            It may be helpful to clarify just what the visual capacities of the newborn human are.  Atkinson and Braddick (1989) and Slater (1989) indicate that newborn vision involves the following characteristics:

 

€     sufficient acuity to resolve details at close range;

€     contrast sensitivity great enough for the perception of spatial patterns;

€     cortical activity and control (and not just subcortical functionality);

€     overt control of attention and selection of objects by means of eye movements;

€     preference for some objects over others (e.g., moving objects rather than stationary objects; three-dimensional objects rather than two-dimensional ones; high contrast rather than low-contrast stimuli; patterns with curved rather than straight lines);

€     active searching for visual stimulation;

€     ability to habituate to one stimulus and show preference for novel stimuli;

€     activation of visual memory -- the possibility of habituation in neonates demonstrates a very short-term visual memory (Slater 1989), but more durable memories have been demonstrated in 2-day-old babies who can retain a memory of the mother's face over a minimum of  5 minutes (Bushnell and Sai, 1987).

€     sensitivity to motion parallax -- when the infant moves its head, nearer parts of a viewed three-dimensional object appear to move more than farther parts.

 

Neonates are capable of discriminating between different geometrical shapes, such as triangles, squares, and circles (Landau, Gleitman, and Spelke, 1981; Slater, 1989; Slater and Morison, 1985a; Slater, Morison, and Rose, 1983).  Their vision is also characterized by shape constancy, that is, across changes in orientation or slant neonates are capable of recognizing the real shape of an object (Slater and Morison, 1985b).  Neonate vision also shows feature constancy, that is, the ability to recognize invariant features of an object across certain varying features, such as moving versus stable objects (Slater, 1989).

            Qualifications need to be made on all of these aspects.  Visual acuity in the newborn is approximately 30 times poorer than in adults, but is still sufficient for some degree of pattern recognition (Slater, 1989).  Further, the neonate's vision is limited in terms of distance -- visual attention is not usually directed to objects more than three feet away unless they are moving (Slater, 1989).  Neonate vision is not fully binocular (Atkinson and Braddick, 1989), and cortical control is far from fully developed.  Nonetheless, it is clear that neonate vision is already educated to some degree.

To complete the explanation, however, one needs to look on the neuronal level.  To ascertain whether there is an education process required for first perception one needs to look at neuronal development, and it is here that we can find the definitive answer to the Molyneux question.  The established view on neuronal development from birth onward begins with a statement about the initial condition: the patterns of interconnection of human cortical cells are at first sparse (figure 7.2a) compared to patterns in the adult (figure 7.2b; see Atkinson and Braddick, 1989; Shatz, 1992).  If this is the case, behavioral evidence tells us that there is nonetheless, in the visual cortex, a sufficient neuronal structure in place that allows the newborn to see as specified above.  More recent neurological evidence strongly supports this view.  It suggests that the visual cortex of the newborn may be more developed than first thought.  Indeed it may be much closer to the adult brain in regard to the structure of the ocular dominance columns, groups of nerve cells in the visual cortex that respond to input from one eye or the other (Crowley and Katz, 2000).  Regardless of the initial condition, however, it is important to consider what happens as the result of subsequent experience, or the lack of subsequent experience.


 

 



 

 


If we interpret the evidence following the established view of sparse neuronal development in the initial condition, then continued visual experience after birth is necessary for the proper and continued development of neurons in the visual cortex.  Animal experiments, conducted by Hubel and Wiesel (1963), suggest that there is a critical period of three to twelve weeks in early infancy in which visual experience is necessary for the proper formation of ocular dominance columns in the visual cortex (Barlow, 1975; Frιgnac and Imbert, 1984; Hubel and Wiesel, 1963; Wiesel and Hubel, 1963a, 1963b; Shatz, 1990, 1992; Sillito, 1987). Thus, childhood cataracts, if not removed prior to or early in the critical period, lead to visual deficiencies that remain even after they are removed.  On the alternative reading, specifying the initial condition as already neurally well developed, deprivation of experience through the critical period would cause degeneration of that initial structure.  As demonstrated experimentally, neurons degenerate in animals deprived of vision or raised in the dark (figure 7.2c; for a recent experiment on this, see White, Coppola, and Fitzpatrick, 2001).  On either interpretation, under the circumstances of congenital blindness, the specialized nerve cells responsible for the visual perception of shape and spatial orientation are negatively affected (Blakemore and Cooper, 1973; Hubel and Wiesel, 1963; Mitchell et al., 1973; Wiesel, 1982).

            Neuronal development is the continuation of a process that begins in utero,[18] a process that, by the time of birth, has sufficiently progressed to prepare the neonate for first visual perception.  The first visual perception is not something that must wait for further Lockean experience, the prolonged and continued sensory stimulation assumed by the empiricists.  If, however, that first perception does not take place, if, for example, the infant is born blind, then, lacking visual experience, not only will the proper neuronal development not happen, but the neuronal state in place at the time of birth will deteriorate.  As a result, the functioning of later vision, as in the Molyneux patient, will be limited and quite different, not only from the normal adult, but also from the newborn infant.  In neurophysiological terms, the neonate is not equivalent to the Molyneux patient.[19]

            The fact of neuronal deterioration or transformation in the visual cortex of the congenitally blind person would foil Evans' proposed direct cortical stimulation experiment.  Even if the visual cortex is electrically stimulated, as Evans proposes, the subject would not be able to experience the phosphenic square or circle because the neuronal substrate is not intact.[20]  Neuronal changes in cortical areas responsible for vision rule out a positive answer to the Molyneux question on the interpretation of that question we have been considering.

            Degenaar suggests that the Molyneux question cannot be answered precisely because of such neuronal changes.  "We have not answered Molyneux's question -- and, indeed, we think that it cannot be answered because congenitally blind people cannot be made to see once their critical period is passed" (1996, p. 132).  First, it is not quite right to say that a Molyneux patient would not be able to see.  The empirical studies indicate that they do see, and that some of them go on to make their vision more precise, eventually discriminating colors and, in some cases, shapes.  The amazing plasticity of the brain is not entirely one-way.[21]  Nonetheless, the facts involving critical periods and neuronal deterioration, I would argue, indicate a definitive negative answer to the Molyneux question as we have interpreted it.  Degenaar, however, interprets the Molyneux question in a different way.  It may be clear at this point that the question we have been considering -- "Will the Molyneux patient visually be able to distinguish the objects as such?" -- means something like, "Will the patient be able to 'see' the shapes in question and thus be in a position to be able to make a 'judgment' about what they are?"  And the answer is "No."  One could, however, go on to insist as follows:  "Yes, but what if the Molyneux patient could see the shapes in question?  Could he at that point recognize the cube and the sphere?"[22]   I think this is what Degenaar and Evans have in mind.  In some regard, however, this form of the question is question begging, depending on what is meant by the term "see."  But we could make it work by specifying a hypothetical subject.  This subject

 

(1)      has been blind from birth, but

(2)      has suffered no neuronal deterioration in the visual cortex,

(3)      has learned to discriminate a cube from a sphere by touch, and

(4)      is either given sight or, following Evans' suggestion, is subject to direct cortical stimulation. 

 

Absent the neuronal deterioration, I think that it would be correct to say that this hypothetical subject (who is not equivalent to the Molyneux patient) would be able to distinguish and recognize the cube and the sphere.  This positive answer is quite consistent with the negative answer developed on the first interpretation.  On either interpretation, however, in contrast to Degenaar's claim, we arrive at a reasoned answer.

            The hypothesis that explains the negative experience of the Molyneux patient, and still remains consistent with the reformulated propositions (1')-(3'), is that there are significant differences in both visual performance and neuronal structures between (a) the newborn, (b) the normally sighted adult, (c) the hypothetical subject, and (d) the Molyneux patient.  The latter would be as neurophysiologically different from either (a) or (b) or (c), as the experimentally altered case in which an animal is deprived of sight from birth is neurologically different from the visual cortex of the neonate or the normally sighted adult.

            This makes Locke and the empiricists correct in their negative response to the Molyneux problem, but wrong with respect to their reasons.  That the Molyneux patient is visually unsuccessful, is not explained on the empiricist model -- expressed in principles (1)-(3) -- but by the fact that neuronal structures did not develop properly for vision in the Molyneux patient.  In contrast, first perception in the newborn is already intermodally organized; the neonate is innately prepared (by prenatal cortical development) to perceive a world coordinated across a variety of sense modalities.

            Let me add one historical note before considering the implications this answer has for the principles of perception.  The answer I have proposed here is based on recent scientific research in developmental psychology and neuroscience.  It would be difficult to come to this precise answer without the resources of those scientific studies.  Difficult, but clearly not impossible.  One thinker, not usually considered in contexts of epistemology or psychology, came to exactly this answer around 1750.  Adam Smith advanced this solution tentatively and somewhat speculatively because he did not have the exact science he needed.  Still, his suggestion was based in part on his own observations of infants and newborn animals.  He wrote, commenting on the Molyneux patient described by Cheselden,

 

But though it may have been altogether by the slow paces of observation and experience that this young gentleman acquired the knowledge of the connection between visible and tangible objects; we cannot from thence with certainty infer, that young children have not some instinctive perception of the same kind.  In [the patient] this instinctive power, not having been exerted at the proper season, may, from disuse, have gone gradually to decay, and at last have been completely obliterated.  Or, perhaps, (what seems likewise very possible) some feeble and unobserved remains of it may have somewhat facilitated his acquisition of what he might otherwise have found it much more difficult to acquire. (1795, p. 161).

 

He came to the notion of an "instinctive power" in children through his own observations.  It seemed beyond reasonable doubt that numerous kinds of newborn animals were from birth able to integrate movement, touch, and vision.  Because of the natural dependency of human children on others, he reasoned, they may not require such instinctive powers.  Yet, Smith writes, children "appear at so very early a period to know the distance, the shape, and magnitude of the different tangible objects which are [visually] presented to them, that I am disposed to believe that even they may have some instinctive perception of this kind; though possibly in a much weaker degree than the greater part of other animals.  A child that is scarcely a month old, stretches out its hands to feel any little play-thing that is presented to it" (1795, p. 163). 

            As indicated by his distinction between tactile objects and visual objects, Smith accepted much of Berkeley's theory of vision.  He nonetheless believed that there was a natural affinity between touch and vision immediately apparent in the behavior of infants, but open to "decay" if not used "in the proper season," (the neuronal deterioration and critical periods of today's neuroscience).  If Smith had taken these ideas further he may have recognized their implications for a more general theory of perception.

 

New Principles of Perception

            Developmental studies demonstrate that perception is intermodal from the start.  This is not an intellectual accomplishment that we acquire after much practice, but an innate feature of our embodied existence.  On that basis we have reason to reject the traditional empiricist principles (2) and (3), which claim neither connection nor mutual education between sense modalities.  Such connections are already at work in the body of the newborn.  Principles (2') and (3') bring us closer to the truth.  Perception is intermodal from the very start, and one sense modality can educate another.

            The first empiricist principle, that experience educates perception, remains viable in two ways.  First, it still makes sense to say that Lockean experience is required for the continued maintenance or development of perception beyond the neonatal state.  By including neurophysiological development in our explanation, we have a good conception of why and how experience works to sustain and perhaps to fine tune perceptual mechanisms beyond the occurrence of first perception.  In this sense (1) and (1') can be seen as consistent parts of a more general account.  We might combine them in the following way:

 

(1'')    Although relatively organized exteroceptive perception is possible from birth, the continued maintenance and development of perception depends on experience, understood as the exercise of perceptual mechanisms.

 

This seems clearly justified by both developmental and neurological studies.

            Second, it is also the case that prenatal neurological development requires experience.  Although a good deal of neurological development is genetically coded and organizes itself in pre-designed circuits, some of that development requires sensory and motor input (Shatz, 1990, 1992; Prechtl, 1984).  In the development of auditory and proprioceptive capability, for example, prenatal neurological development depends upon prenatal auditory stimulation and movement.[23]   The required prenatal experience, however, is not a form of Lockean experience, which may involve the perception of full-fledged objects, but a more simple sense experience directed at partial aspects of objects, or "proto-objects" -- determinate and bounded segments of the perceptual field.[24]  Thus, the newborn infant may in fact recognize and prefer its mother's voice on the basis of its prenatal experience of the tone or pitch of that voice.[25]  In the case of proprioception fetal movement provides the late-term fetus with a bodily sense that is already quite developed at birth.  Indeed, the logic of the traditional view that suggests that exteroceptive perception necessitates a developed postural schema seems correct. But this occurs much earlier than the traditional view would allow.  Precisely because some aspects of a proprioceptive body schema develop prenatally, a neonate arrives ready to imitate the movements of others, something that would be impossible without proprioception. 

            Given the lack of prenatal visual experience, the visual system might be said to be even more innate, in the sense of following a more genetically controlled development, with less dependence on experience than touch or proprioception.   Even the visual system, however, which is quite developed at birth, may benefit from some limited prenatal stimulation for its proper neurological development.  Thus the late-term fetus is sensitive to light.   Bright light directed on the lower abdomen of the mother in the third trimester, for instance, elicits fetal eye blinks (Birnholz, 1988).

            To speak of prenatal experience as a requirement for neurological development is to extend and deepen the notion of experience beyond the complex sense experience described by Locke.   If this fuller concept of experience, extended to include prenatal experience, and deepened to account for its effect on neural structures, suggests that the newborn infant is not a tabula rasa, it does not fully contradict the empiricist claim that experience educates perception.  Even Locke was willing to allow for prenatal experience (see note 8).  But he was not ready to treat seriously the scope or import of such experience, nor was he prepared to entertain its relation to the physical basis of perception.  In this context the concept of innateness is not a philosophical threat to the concept of experience, but a necessary complement.  That which is innate can mean literally whatever we have prior to birth.  On that definition perceptual capacity and experience itself can be considered innate.  On an alternative definition we might consider the genetic code to be innate.  Even here we must say that to a great extent the proper development of that which is innate (the genetically designed neuronal structure) depends on experience.  In such contexts, the distinction between nature and experience cannot be drawn so sharply.

            This expanded concept of experience, which includes an account of its effects on neurological development, its intermodal nature, and its complex relation to first perception suggests a revised set of perceptual principles, and provides a consistent explanation of both neonatal imitation and a negative answer to Molyneux's question.  At the same time it supports an externalist and embodied account of perception.  The traditional negative answers to the Molyneux question usually implied a theory of perception in which access to a meaningful external world is not direct but mediated in a process that necessitates an acquired capacity to synthesize sensations belonging to different sense modalities in a process of intellectual abstraction.  On this view, much of what we perceive is internally constructed, a production of the apprehending mind that shapes sensory data and goes beyond the primary qualities of the objects perceived.  The negative answer that I have outlined above, however, is quite consistent with the idea of a more immediate perceptual access to the world on the basis of an innate intermodal system in which different sense modalities are already in communication.  Perception is less the result of an internal processing of sense information, and more the result of an interaction between the body and its environment.



[1]My optimism for the proposed solution is in stark contrast to a claim made by Marjolein Degenaar in the most recent historical account of the Molyneux question.  For reasons that I'll discuss later, Degenaar suggests that the question cannot be answered (1996, p. 132).

 

[2]William Molyneux, quoted by John Locke (1694, p. 186).  The citation of Molyneux's correspondence first occurred in the second edition of Locke's Essay (1694; II, Ch. 9, § 8).  Molyneux originally posed the question to Locke in a letter written in 1688 in response to the publication of a French abstract of Locke's soon to be published (1690) Essay.    

 

[3]This is the case with Evans (1985), as we'll see, but not so with the positive answers given by Leibniz (1765), or J. J. Thomson (1974).

 

[4]Molyneux's question and variations of it still motivate thought experiments not unlike those posed in terms of Condillac's statue.  See, Eilan (1993) for a recent example.

 

[5]On the empirical side, operations to correct congenital blindness were reported as early as 1709; Cheselden reported a case in 1728 which was commented on by Diderot, Buffon, and Condillac.  See Morgan 1977, pp. 16ff; and Degenaar 1996, pp. 53ff.

 

[6]See, von Senden (1932); Hebb (1949); Gregory and Wallace (1963); Ackroyd, Humphrey and Warrington (1974).  Von Senden provides a comprehensive summary of cases up to 1930.  Morgan (1977) surveys the empirical literature to the mid-1970s.

 

[7]The spatial and temporal differences between the tactile and visual modalities are clearly summarized by Merleau-Ponty (1962, pp. 222-225); Morgan (1977, p. 200) and Martin (1992).

 

[8]Just before his discussion of Molyneux's letter, Locke himself considered the developmental context, expressing his belief that fetuses may already exercise "their senses about objects that affect them in the womb" (1694, p. 184).  But, according to Locke, prenatal sense experience remains short of organized perception and, according to his examples, confined to bodily sensations like hunger and warmth.

 

[9]James suggests that infants "must go through a long education of the eye and ear before they can perceive the realities which adults perceive.  Every perception is an acquired perception" (1890, II, p. 78).

 

[10]Although Merleau-Ponty (1962, 1964) often criticizes empiricist theories of perception, in his analysis of perceptual development in the infant and in his discussion of first visual perception in subjects who had been congenitally blind, he is led to the empiricist view by the empirical studies that he consults.  It is clear, however, that he struggles with these ideas and that he thinks experience itself moves both infant and Molyneux patient toward his own phenomenological conception of intermodal perception.

 

[11]Meltzoff (1993) suggests that the imitation problem is quite analogous to the Molyneux problem, and he poses it in terms close to Molyneux's original question:  "Suppose a blind man can perform simple body movements, such as mouth opening and closing; he can identify the movements when he produces them and can produce them on demand.  Suppose then that an actor is placed before the blind man and the blind man is made to see.  The actor silently opens his mouth.  Can the newly-sighted man, without being allowed to touch the actor, imitate the actor's gesture by opening his own mouth?" (p. 220).

 

[12]Piaget (1962, 19, p. 45).  Concerning the heterogeneous spaces of different sense modalities, see Piaget and Inhelder (1969, p. 15) and Piaget (1954, p. 130).

[13]Evans (1985) outlines six possible positions on the Molyneux question (see his chart, p. 381).  He fails to mention that this nativist "yes" position was actually held by William Porterfield, a Scottish philosopher who denied Berkeley's theory that custom and experience created the connections between sense modalities.  In its place he suggested "an original, connate and immutable Law, to which our minds have been subjected from the Time they were first united to our Bodies" (1759, II, 414).   On this basis he gave an affirmative answer to the Molyneux question.  For discussion of Porterfield, see Davis (1960, pp. 392-408).  For a more contemporary expression of this position, see Eilan (1993).

 

[14]Others who followed Berkeley's lead include Robert Smith (1738), Voltaire (1738), for whom learning to see was similar to learning to read, and, in Holland, Petrus Camper (1746).  See Degenaar (1996) for discussion.

 

[15]Evans writes: "To have the visual experience of four points of light arranged in a square amounts to no more than being in a complex informational state which embodies information about the egocentric location of those lights. ... Now we are assuming that the subject has been able to form simultaneous perceptual representations of the locations of tactually perceived objects, and this means that he has been in a complex informational state of just this kind before. ... [And] if receipt of such information was sufficient to prompt application of the concept square in the tactual case, it is not clear why it should not do so in the visual space" (1985, pp. 392-93).

 

[16]My intention is not to suggest, however, that these thinkers agree completely in their reasoning.   Park (1969), for example, outlines the differences between Locke and Berkeley on this issue (also see Berman, 1999 for discussion). Davis (1960), citing 18th-century commentators, notes differences between Molyneux, Locke, and Berkeley, and between Locke and Condillac.  In general, however, all of these philosophers accepted propositions (1)-(3).

 

[17]Locke had discounted neurophysiological explanations from the very start: "I shall not at present meddle with the physical consideration of the mind; or trouble myself to examine wherein its essence consists; or by what motions of our spirits or alterations of our bodies we come to have any sensation by our organs . . . .  These are speculations which, however curious or entertaining, I shall decline, as lying out of my way in the design I am now upon" (1694, 26-27).  Diderot, however, did suggest that part of the answer must involve the physical mechanism.  "One might reply that it would take all the time necessary for the humours of the eye to arrange themselves appropriately; for the cornea to take up the convex shape necessary to vision; for the pupil to acquire its characteristic dilation and contraction; for the elements of the retina to acquire the proper sensitivity to light; for the lens to exercise the forward and backward movements that it is believed to make; for the muscles to fulfill their functions; for the optic nerves to transmit the sensation; for the entire eye to make the necessary preparations, and for all the parts of which it is composed to act together in the production of that miniature which is so indispensable when it comes to showing that the eye educates itself" (1749, pp. 53-54).  Diderot nonetheless goes on to say that if all of this is accomplished (and how long it would take he was not sure -- it might take weeks after the operation or happen almost immediately) then the Molyneux patient would still not be able to recognize the cube or sphere by vision alone.

 

[18]See Shatz, 1990.  Neuronal development begins in utero and continues throughout infancy.  Synaptic connections in the human visual cortex are rapidly increased to excess quantities up to around the 8th postnatal month and then reduced(by approximately 40%) to normal levels over the first three years (Huttenlocher et al., 1982).

 

[19]Morgan(1977)  notes that "Locke assumed purely hypothetically that all the sensory equipment of the congenitally blind person would remain intact, and ready to function at the first instant of vision . . ." (p.198).  Sacks (1995)  compares the Molyneux patient with the infant in some regards (p. 127), but goes on to suggest a clear neurological difference: "one would suspect that the tactile (and auditory) parts of the cortex are enlarged in the blind and may even extend into what is normally the visual cortex.  What remains of the visual cortex, without visual stimulation, may be largely undeveloped.  It seems likely that such a differentiation of cerebral development would follow the early loss of a sense and the compensatory enhancement of other senses . . . . the newly sighted are not on the same starting line, neurologically speaking, as babies, whose cerebral cortex is equipotential--equally ready to adapt to any form of perception" (p. 140).

 

[20]Functional imaging studies of people blind from an early age reveal that their primary visual cortex has actually changed to accommodate an enhancement of the tactile sense.  For example, the visual cortex in such blind subjects can be activated by Braille reading and other tactile discrimination tasks. Other studies have shown that visual cortical areas can be activated by somatosensory input in blind subjects but not those without sight.  See Cohen et al. (1997).

 

[21]Morgan (1977) comes very close to this neurophysiological answer, but in the end discounts it for the following reason.  Although visual deprivation during the critical period in infancy does result in permanent damage to the visual cortex, behavioral studies show that in such cases animals can still recover visuo-motor abilities.  Morgan views this as an unresolved conflict between neurophysiological and behavioral results (pp. 185 ff).  I see no conflict here.  Plasticity on the neurophysiological level can easily account for a limited degree of behavioral recovery.  Thus, the fact that some Molyneux patients do improve the interaction between tactile and visual modalities over time does not necessarily require the establishment o