Gallagher, S.
and Anthony J. Marcel. 1999.
"The
Self in Contextualized Action,"
Journal of
Consciousness Studies 6 (4): 4-30.
The Self in
Contextualized Action
Shaun Gallagher
Canisius College,
Buffalo NY
gallaghr@canisius.edu
and
Anthony J. Marcel
Medical Research
Council,
Cognitive and Brain
Sciences Unit, Cambridge
tony.marcel@mrc-cbu.cam.ac.uk
_________________________________________
Abstract
This
paper suggests that certain traditional ways of analyzing the self start off in
situations that are abstract or detached from normal experience, and that the
conclusions reached in such approaches are, as a result, inexact or
mistaken. The paper raises the
question of whether there are more contextualized forms of self-consciousness
than those usually appealed to in philosophical or psychological analyses, and
whether they can be the basis for a more adequate theoretical approach to the
self.
First,
we develop a distinction between abstract and contextualized actions and
intentions by drawing on evidence from studies of rehabilitation after brain
damage, and we introduce the notion of intentional attitude. Second, we discuss several interesting
conclusions drawn from both theoretically and experimentally abstract
approaches. These conclusions
raise some important issues about both the nature of the self and reflexive
consciousness. At the same time
they indicate the serious limitations concerning what we can claim about self
and self-consciousness within such abstract frameworks.
Such
limitations motivate the question of whether it is possible to capture a sense
of self that is more embedded in contextualized actions. Specifically, our concern is to focus
on first-person approaches. We
identify two forms of self-consciousness, ecological self-awareness and
embedded reflection, that (1) function within the kinds of contextualized
activity we have indicated, and (2) can be the basis for a theoretical account
of the self. Both forms of
consciousness are closely tied to action and promise to provide a less abstract
basis for developing a theoretical approach to the self.
"To
get clear about philosophical problems, it is useful to become conscious of the
apparently unimportant details of the particular situation in which we are
inclined to make a certain metaphysical assertion." (Wittgenstein)
"The
self that we are does not possess itself;
one
could say that it 'happens'" (Gadamer)
"Overt
action is indivisible . . . . it is the whole individual who acts in the real
environment" (Neisser)
Surprising
and seemingly counter-intuitive results are not uncommon when philosophers,
psychologists, and neuroscientists, employing a variety of first- and
third-person approaches, search for an adequate model of the self. At least one philosopher equates the self
with a momentary existence so that we are said to live through a large number
of consecutive momentary selves (Strawson 1997). Other philosophers, introspectively exploring the stream of
consciousness, fail to find anything at all that resembles a self (Hume
1739). Psychological and
neurological observations and experiments (concerning, for example,
Dissociative Identity Disorder and split-brain phenomena) suggest the
possibility of more than one self to a single human organism. (Radden 1998,
Gazzaniga 1978, Sperry 1968a, 1968b).
Neuroscientists seem quite intent on demonstrating that what we call the
self is either nothing more than a set of neuronal processes (Crick 1994) or
what such a set of processes produces (Ramachandran and Hirstein 1997). Others think that the various
ideas of the self as unitary, unique, familiar, autonomous, and so forth,
attributable to common sense or to Enlightenment or Romantic conceptions,
amount to naive delusions, convenient defense mechanisms, or, at best, abstract
centers of narrative gravity.[1]
When
faced with a range of questions about self (questions pertaining to identity, experience
of self, nature of self, and so forth) most theorists approach the topic in a
manner that is abstract or detached from behavior and/or action normally
embedded in contextualized situations.
When, for example, philosophers employ reflective introspection in order
to search for the unity of consciousness or "the self" as an element
in consciousness, they choose a framework for their investigation that is not
equivalent to the framework within which people normally act. The introspective framework takes
consciousness and the self as objects and thereby fails to capture their role
in the realm of action, where they are specifically not objects. Similarly, psychological
experimentation sometimes places subjects in circumstances where they are
called upon to view their own body, or their own thinking processes in an
abstract and detached way. We
argue, in this paper, that these various approaches to developing a model of
the self, either through methods of reflective self-consciousness or by means
of scientific experimental investigation, have been conducted from perspectives
that remain relatively abstract in a way that disqualifies, or at the very
least places qualifications on many of these findings. We want to define what these
perspectives have in common, that is, in what sense they are abstract. We also want to suggest that most of
the controversies, problems, and paradoxes concerning the notion of self are
the result of searching for the self within these abstract perspectives. We suggest a different starting point
and strategy for developing models of a self which is more contextualized
within the realm of action. The
idea is that within a more contextualized framework one is able to formulate a
theory that is "closer to the ground," and less abstract.
Insights
developed in certain neuropsychological studies suggest a way to define the
deficiency of the above-mentioned approaches, and to project a path that would
lead to a more comprehensive and less abstract model of the self. Moreover, for this more comprehensive
model, considerations about agency and ethical action are most pertinent. We are led to a perspective that takes
ethics (in the most general sense of 'having to do with how one lives one's
life') as a suitable starting point for working out an understanding of the
notion of self. In contrast, in
most traditional philosophical approaches to the question of personal identity
the starting point is purely epistemological or metaphysical, with the result
that only in the end and as a seeming after-thought does one try to sort out
the implications for the ethical realm of action.[2]
On
this score, Galen Strawson's (1997) model of the self is not unconventional
within the discourse of philosophy. He
sets out to develop a phenomenologically informed metaphysical (specifically,
for Strawson, materialist) conception of the self. [3]
This approach leads him to a conception of the self as a relatively short-lived
mental thing, a temporary subject of experience. Along the way he mentions, but then excludes from the essential
aspects of self, the ideas that the self can ordinarily be thought to have
character or personality, and to be conceived as an agent. He offers only a short discussion of
personality in which he takes the state of depersonalization to be the essential
aspect of a mental self. This he
describes as a "bare locus of consciousness . . . void of personality,
stripped of particularity of character, a mere (cognitive) point of view,"
which one might experience as "the result of exhaustion or solitude, abstract
thought or a hot bath."
Strawson contends that a sense of self such as this survives
depersonalization, and since even in normal circumstances personality is
something that goes unnoticed and undetected as an object of experience,
personality and character are accessories, not essentials to the sense of
self. In Strawson, then, no
less than in the philosophical tradition that stretches from Locke to Parfit
(see, e.g., Parfit, 1984), the ethical dimensions of self are usually explored
only in terms of what implications or consequences an already worked-out
conception of self may hold in such respects.
We have two final
introductory remarks. First, we
want to be clear that although this paper is centrally concerned with the
nature of the self, there is a
necessarily related issue that we address, namely, the question of access to
the self, and whether there can be certain forms of self-consciousness that are
not abstractions from contextualized situations. The promise of a sound basis for the development of a
theoretical conception of a contextualized self is only good if in fact there
are reliable forms of contextualized self-consciousness since the primary
method for getting a grasp on the self is through first-person self-experience. Beyond this, however, the question of
access is essentially linked with the question of the nature of the self. Consider an animal that has no
experience or awareness of its actions.
It has no access to something that we would call self. We are inclined to say that such an
animal has
no self. The question of self or
personal identity is an issue only for an animal who has some access to itself
within the context of its own behavior; access to itself actually helps to make possible the
existence of its self. Access
(self-consciousness) is constitutive of self.
Second,
we wish to be clear that in sketching an approach to a conception of a self in
contextualized action, we do not assume that there is only one kind of self or
that an explanation of the contextualized self will be an explanation of every
sense of self. Other approaches,
such as the Meadian analysis of a socially constituted self, or the notion of
an autobiographical self, can reveal important and valid conceptions of
self.
Function
and Behavioral Context
It
is important for our purpose to start by defining certain levels or kinds of
behavioral situations. The concept
of behavioral situation, for which, in the
following, we present significant evidence, is a pragmatic and relative
one. It is defined in relation to
the performance of perceptual, motor, or linguistic activities in situations
that can be characterized by varying degrees and/or kinds of contextualization and
intentionality. Different kinds of
behavioral situations can be distinguished by considering the variety of ways
in which the effects of brain damage are affected by or mitigated by factors
most easily described on the personal level, especially in terms of the intentionality of the behavior
involved.
Consider,
for example, the therapeutic procedure called "deblocking," developed
by Weigl (1961), and generally referred to as a "stimulation"
technique.[4] In a particular subject, the
employment of a word or syntactic structure in a task that is unimpaired (for
example, reading) can make it temporarily available for use in an impaired task
(for example, naming). Once gained
in the context of the impaired function it remains available for that function
for a significant time, even up to two years (Weigl and Kreindler 1960). Notably, and we will see the
significance of this shortly, it turns out that the most efficacious deblockers
depend on the individual patient.
It is also the case that stimulation techniques are less likely to work
if the impaired function is confined to a relatively non-intentional process
(for example, some instances of phonemic cueing); their success depends on the
involvement of a significant semantic component and a rich set of elicitation
cues (gestures, synonyms) (Patterson, Purell and Morton 1983). Stimulation therapy appears to work
best in situations that are richly contextualized in terms of semantic
components. We might say that it
is insufficient to direct the therapy at the subpersonal or strictly functional
level; for it to work, it must be taken up at a personal or intentional level,
in a behavioral situation in which the patient can find meaning.
A
similar insight can be derived from Leontiev and Zaporozhets' (1960) research
on rehabilitation of impairments in hand use. They showed that in some cases hand movements can be more
effectively rehabilitated by having the patient perform the impaired behavior
in the context of meaningful activity than in the exercise of isolated
movement. In patients suffering
from ideomotor apraxia, who are otherwise unimpaired in perception,
comprehension, or motor performance, actions that cannot be produced on request
or by imitation, can be produced or improved when they are performed in the
course of normal activities that include such actions. Marcel (1992) found this same
phenomenon in experiments with motor-impaired neurological patients who showed
characteristics of ideomotor apraxia in manual function but were not classified
as ideomotor apraxics since their motor impairments were identified as
relatively peripheral (rather than of central origin). These patients showed a significant
improvement in various aspects of motor control and fluency in impaired
behaviors when performed as meaningful actions, over their performance when
elicited as decontextualized behaviors.
More significantly, in almost all of these cases even further
improvement was found when nominally the same movements were performed in a
situation, usually a social situation, in which the movements constituted
actions with personal and culturally derived signification.
For
example, a woman who had difficulty in grasping, in lifting, and in motor
fluency when asked in an experimental situation to lift a cylinder of the
weight and size of a glass of liquid and to move it toward or away from
herself, showed clear improvement in her performance when spontaneously
drinking during a meal. This
same woman was even more proficient, almost normal, in the very same movements
when serving cups of tea to guests in her home, although not when clearing up
the cups. A second patient who had
coordination, timing and sequencing problems in finger control, found it
difficult to copy letter-like figures, but improved when writing words to
dictation, and performed best when writing her plans and achievements in her
diary.
On
the basis of such observations and of follow-up experiments, Marcel (1992)
distinguished three levels of
performance, the baseline level plus the two levels of improvement.
These levels of performance turned out to be associated with two things: the
degree of semantic or pragmatic contextualization,[5]
and social/self signification. In
all but one of the subjects examined by Marcel, differences in the nature of
intention strongly correlated with performance differences. Marcel labelled the performance levels, simply,
Levels 1, 2, and 3. Level 1
(worst) performance was obtained in situations in which the subject was
instructed to carry out some decontextualized, often meaningless or purely
procedural action (usually the case in psychological or neurological
experimentation or examination).
Level 2 performance was obtained in more contextualized situations
insofar as the subject was involved in some kind of (relatively) meaningful
action or activity (in the above examples, drinking at a meal, washing dishes,
writing to dictation). Level 3 (best) performance was obtained in actions that
were personally significant or that derived their signification from the social
and cultural system (in the above examples, serving tea to friends, writing in
a diary; in other cases, cutting bread or meat for others at a family meal,
dealing cards at a real game).
Level 3 performance, involving improvement to normal or near-normal performance,
appeared to be associated with intentions which implicitly refer to self, in
those cases in which cultural practice usually assigns such symbolic
signification. For example,
grasping mugs of tea and giving them to guests is underlain by the intention to
'offer hospitality', a cultural practice which contributes to the constitution
of the social competence and self-esteem of the agent. Following such changes in
contextualization, a specific motor performance can move from impossible, or
near impossible (Level 1), to possible or improved (Level 2), to relatively
fluent (Level 3). Actions do not
need to be performed in the presence of others to have a social
signification. However many of
them were so performed. One might
think that performance of such actions in the presence of others would lead to
greater "self-consciousness" which would disrupt the fluency of action. In experiments, Marcel found that this
did often occur. What is important
is that in real social situations, after initiation of the activity, the
opposite (greater fluency) occurred.
In the cases examined by Marcel,
different performance levels correspond to differences between three kinds of
intention.
€ Intentions formed in relatively abstract
or decontextualized situations (e.g., test or experimental situations)
€ Intentions formed in pragmatically
contextualized situations (e.g., those involving purposive behavior, or the exercise
of an already known intention).
€ Intentions formed in socially
contextualized situations (e.g., those involving self-reference or other
persons)--where the self is socially embedded by action and where actions both
express and signify competence in a social and emotional role.[6]
There
is a close relationship between the content of the intention underlying an
action and the behavioral situation giving rise to it. The abstract or decontextualized situation is one which
is detached from what would ordinarily be considered a significant context or
where the person has no normal or good reason for doing what is asked other
than voluntary compliance. A good
example would be an experimental situation in which the experimenter asks the
subject to perform a simple movement, e.g., touching one's own nose. The pragmatically contextualized
situation
is one that is relatively more informed by a meaningful structure (relative, of
course, to the individual subject). These two kinds of situations closely align
with Kurt Goldstein's (1940) distinction between abstract and concrete behavior. Concrete behavior, corresponding to the
contextualized situation, is behavior that a subject performs and has a reason
to perform in a situation that is closer to real-life (e.g., scratching, or
swatting a fly from one's own nose, or showing someone else where a mark is, in
contrast to the abstract behavior of touching one's nose on command, as in the
clinical test).[7] The socially contextualized situation is clearly
qualified by social and personal dimensions that involve cultural
categorizations of activities ("gestures") and how such activities
represent states of the self in relation to others.
It
is important to note that a specific kind of behavior or movement cannot be assigned
per se
to any one kind of behavioral situation exclusively. The distinctions between these behaviors (and how situations
are defined) are relative to the subject's intentions, and to different reasons
for action or the relative absence of reason (e.g., for no reason other than
compliance in the case of an experiment).
To point, or touch, or scratch: these are not intrinsically abstract or concrete
behaviors; their status in this regard depends on intention. For example, a movement of one's hand
to a specific part of one's own body may be (nominally) mechanically identical
in all three levels of behavior.[8]
We
may extend our description to a further point. The notion of an abstract or decontextualized behavioral
situation indicates a situation characterized not only by a lack of
contextualization but also by some degree of relatively high-level cognition or
conscious attention directed to the particular behavior (e.g., understanding
instructions and consciously translating them into motor actions that involve
self-movement). When, for example, I'm
told to walk a straight line as part of a neurological examination, I am more
conscious of my movement than if I am simply walking to open a door for a
friend. The notion of a
pragmatically or socially contextualized behavioral situation indicates a
situation with higher degrees of intentional content (behavior required for
purposive actions) and a relatively low-level of attention targeted to the
particular behavior in question.
So, for example, in walking to open the door for a friend I will not be
thinking of (or possibly not even be aware of) how I'm moving my legs; one
might say that my walking is an unthinking (close-to-automatic) aspect of the
larger intentional action.
It is also possible that the very same motor functions which formed the
conscious theme of the subject's activities in the abstract situation are, in a
more contextualized setting, incorporated into and become an intrinsic part of
a larger task that bestows meaning on the particular movement. The task itself may not be particularly
meaningful (for example, washing dishes within an experimental or therapeutic
situation); but relative to the task a particular hand movement takes on
meaning and is generated by that meaning.
Of course, in many social situations what matters to the agent is indeed
the manner
of the action, e.g., walking elegantly or nonchalantly. We suggest that disruption of the intended behavior in such
cases is due to the behavior being the explicit focus of consciousness rather than an implicit aspect of
the intention.. For example, it is important for the
actor, dancer or athlete, once having worked on such aspects of movement, to demote them from the focus
of conscious intention in performance.
One
can find numerous examples of behavior on these different levels across many
different behavioral domains: perceptual, cognitive, linguistic, motor, and
emotional.[9] Marcel and his colleagues presented
auditorily, single, three-syllable nonwords (e.g., 'miladu') to a patient with
conduction aphasia (a form of aphasia that involves difficulty with repetition,
especially of nonsense words). The
patient was asked to repeat them in an abstract testing situation. She was able, at best, to repeat single
syllables, sometimes combining the consonant and vowel of different syllables,
sometimes making phonemic paraphasias.
When the task was redefined and the requirement of repetition was
embedded into a less abstract task which included an aspect of personal
intentionality--in this case, a request to say which one of three auditorily
presented nonsense words she preferred (using the same stimulus set as before)
--the patient succeeded in 28 out of 30 trials in properly remembering and
pronouncing one of the three-syllable nonwords. This task implicitly required repetition, but that aspect
was embedded in the intention of telling which word she preferred. Repetition, in this case, was made
possible by redescribing the situation in a way that redefined the subject's
intention.[10]
That
the meaning content of an intention according to which the action is performed has
an effect on performance, can be seen in a study by Brouchon et al. (1986). In both optic ataxic patients and in
normal subjects, perceptual-motor coordination in what is
mechanically/nominally the same movement
is qualitatively influenced by whether the instruction is "to reach
for and touch" or "to indicate" an object. Movements performed under different
descriptions or instructions entail differences in the subject's intention; the
second instruction insofar as it requires deixis (pointing) implicates
communicative reference to another person.
Another
example is both clear and dramatic.
It involves congenitally deaf users of American Sign Language (ASL) who
suffer from hemispatial neglect following stroke. In cases of left hemispatial neglect (Jeannerod 1987)
subjects entirely ignore their left perceptual and/or motor field, or the left
side of their body. Such patients
do not refer to things in their left hemispace and have a tendency to fail to
perceive or attend to what is to their left. They obviously experience difficulty with spatial tasks that are in or that refer to
left hemispace;
, so, for example, they may be unable to map out a room or properly describe
the layout of objects in place. It
is important to note that some of the syntactical and discursive aspects of ASL
make use of space. For example,
when entities are introduced in discourse they are each assigned a spatial
location around the signer which is returned to for anaphoric (especially
pronominal) reference. The same
ASL users with acquired hemispatial neglect who ignore their left and have
profound difficulties with tasks
in their left perceptual field and left peripersonal space have no problem or
pathology in discursive or syntactical
use of left hemispace when involved in socially contextualized communicative acts
of signing (Poizner et al. 1987). This suggests that it is what the space
represents, within an intentional context, that matters. In the conversational
situation peripersonal space, rather than representing only itself, represents
the reference and pragmatics of discourse
for the subject acting in a culturally determined sign system, just as
phonology does for the normal speaker.
Changes
in the contextual nature of the situation relative to the subject--which is the
same as saying changes in the organization of the subject's intentions--result
in changes in the performance level of action. In many of the cases cited, even in normal subjects,
behavior tends to break down and become disintegrated in abstract behavioral
situations. In pragmatically and
socially contextualized situations behavior tends to be more meaningfully
integrated.
These
generalisations do not hold in all cases, however. There are many pathologies (for example, some instances of
aphasia and associative agnosia ) where patients perform worse at the semantic
level and better at the lower or more abstract level --some aphasic patients
may be able to apprehend sensory and lexical characteristics of words, but not
their meaning; many agnosic patients can perceive sensory aspects of objects
but fail to know what the object is or how to use it even when in context (see
Marcel 1983). It is difficult,
however, to find corresponding clearcut instances in normal subjects for two
reasons. First, normal people have the ability to behave in a decontextualized
manner, even if less well; and can bestow meaning on it. Second, conscious attention is
normally directed to the highest semantic or functionally useful level of
behavior--in perception, at the level of objects and action, in language, at
the level of communicative pragmatics.
Difficult, but not impossible.
In the midst of a highly contextualized social situation, the normal
subject may suddenly become overly self-conscious of his/her own movements or
speech and suffer a corresponding performance decline. When a poorly skilled
reader devotes more attention to coding processes, he/she may lose
consciousness of meaning (see Marcel 1983). These examples, however, also indicate how the availability
and execution of behavior is influenced by the description or the intention
under which such behavior is generated.
Personal goals and motives, as well as the social pragmatics of the
situation (always defined relative to the subject), can clearly provide the
energizing mechanism which transforms intentions into action. For our purposes here, the distinctions
between performance levels are useful simply for indicating and providing
evidence for the distinctions between behavioral situations, even if
performance levels are not strictly correlated with specific kinds of
behavioral situations in all cases.[11]
The
importance for the concepts of self and self-consciousness of the foregoing
discussion of situational embeddedness versus detachment will become evident in
the context of the following examination of the unity of consciousness.
Unity
and Abstractness
The question of the
unity of consciousness is one that is often raised in philosophical and
psychological investigations into the nature of the self. Our intention is not to address the
difficult problem of the unity of consciousness, but to examine the ways in
which philosophers and psychologists attempt to address this problem. We want to suggest that various answers
to this question are shaped by the kinds of behavioral situations in which
philosophers and scientists are inclined to conduct their investigation.
Nagel,
for example, takes issue with an assumption which underpins the idea of a mentalistic
self, and which thus remains operative in many philosophical analyses of the
self. The suspect assumption
is what we might call the assumption of the unity of reflexive consciousness: that "a single
mind has sufficiently immediate access to its conscious states so that, for
elements of experience or other mental events occurring simultaneously or in
close temporal proximity, the mind which is their subject can also experience
the simpler relations between them if it attends to the matter" (Nagel 1975,
p. 239). Through an examination
of cases of split-brain patients Nagel is led to a certain skepticism: "I believe that consideration of these very
unusual cases should cause us to be skeptical about the concept of a single
subject of consciousness as it applies to ourselves" and, by extension, to
others (1975, p. 242). Rather than
thinking in categories that involve the unity of consciousness, he suggests, we
need to think in terms of behavioral functions that are normally integrated but
that can be dissociated in either experimental situations or cases of brain
damage.
If
one adopts Nagel's perspective, if, for example, one examines dissociative
states of consciousness, it seems quite reasonable to question the notion of a
unitary self (Marcel 1993). As
Nagel points out, it is not unusual to assume that the unity of self is based
on the unity of consciousness. But
then, on close inspection, the unity of consciousness doesn't seem to hold up
to philosophical reflection. One
need only think of Hume's famous and failed introspective attempt to locate the
self in consciousness, and his conclusion that what we call the self is nothing
but a bundle of impressions; or Strawson (1997), who presents a similar
although less bundled example. One possible response to
such conclusions is to ask about the agent involved in doing the reflecting, so
that, even if Hume consistently finds a bundle of different impressions, he
does so from a consistently unified perspective (see Gallagher 1992). This idea, again, involves the
assumption of the unity of reflexive consciousness. The argument would be that even if phenomenal consciousness
is not unified, at least our (second-order) access to it is, and that unity
provides, in part, for the veracity of a more detached reflection.[12]
The
same assumption, that the subject's reflexive consciousness is unified,
operates in many psychological studies. Psychological experiments are often set up on the
assumption that the test subject has a unified consciousness.[13] This assumption is implicit in the fact
that the mode of report (the subject's mode of response) is not expected to
make any difference in the content of what subjects actually report as their
experience. This is clearly a
Cartesian assumption: subjects have direct access to their experience (e.g.,
either they see or they don't see a certain visual stimulus) and the way they
report on that experience is immaterial to what that experience is. Consider, however, the following
experiments which suggest disunity in reflexive consciousness.
In a set of experiments
that began as studies on a subject with blindsight, Marcel (1993) was led to
test normally sighted subjects. In
one experiment 10 normally sighted subjects were asked to discriminate on each
trial between the presence and absence of a luminance increment in a target
light, using a threshold increment value which yielded for each subject 50%
correct guesses and 2530% reports of "definitely seen". On each
trial subjects responded simultaneously in three response modes: by eye-blink,
by finger-press on a button, by oral ³yes/no². In different blocks of trials
they were asked either to report their experience of a luminance change
or to guess presence/absence of a change. In both cases they were asked to respond ³as fast as
possible but as accurately as possible.²
Latencies of the responses indicated that they were not reflexes. The results for guessing showed very
little difference between the response modes. However the dramatic finding was that in the condition
requiring report of experience, on identical trials the responses dissociated
across different modes. For
example, people would simultaneously indicate ³yes² with their eye-blink but
³no² with the finger-press, or ³yes² with both eye and finger but ³no² with the
oral response, and the reverse also occurred. Overall accuracy of report (correct vs. false positives)
differed significantly between the three modes; it was best for eye-blink and
worst for oral report. Although
subjects correctly remembered the instructions, when reports were made fast
they did not realise (even when questioned immediately after a trial) that
there was a discrepancy between the response modes of their reports. This
discrepancy did not occur in the guessing conditions.
In another experiment, again with 10 normally
sighted subjects and again with either guessing or report, each response mode
was tested separately, i.e. on a block of trials subjects responded with only
one kind of response on each trial.
Also in separate blocks of trials subjects either had to respond as fast
as possible or had to wait for a signal, delayed by 2 or 8 seconds, before
responding. It was found that
relative accuracy was the same for each response mode as when they had been
performed simultaneously. Again it
was found that in all response modes guessing was more accurate than report,
and that accuracy did not differ between response modes for guessing, but did
so for reporting. In neither
experiment was the non-difference for guessing due to performance being at
ceiling, i.e. as high as logically possible. This second experiment shows that
the discrepancy between report modes was not due simply to having to make three
responses on each trial, nor to the order of or delay in such reports.
The
importance of this is that traditionally, in psychological experiments on nonconscious
perception and blindsight, greater accuracy of guessing than reports is
interpreted as reflecting the presence of nonconscious perception versus
conscious perception. Nonconscious
information is taken to guide or have a causal effect on guessing, while having
a very much smaller role in affecting the rational descriptions, in report, of
the subject's conscious perceptual experience.
How
should we interpret these data?
First, conscious detectability of experience appears to differ across
different modes of report.
Subjects on the same trial are reporting with a button press that they
see a light and reporting orally that they do not see a light, or vice
versa. The second experiment shows
that this contradiction does not depend on the requirement of making
simultaneous reports, that is, it
is not a property of the requirement to make more than one report on a single
trial. If reports are indeed
reports of experience[14]
then it
appears that an experience is not independent of report, but depends on the
mode and the timing of the report.
This may mean that the nature of an intended report influences
experience,[15] but since in the
experiment involving simultaneous reports all three report modes were intended,
this cannot be a complete explanation. An alternative and preferred hypothesis is that
different ways of reporting have differential access to an experience. This calls into question the existence
of a unitary reflexive consciousness, or a unitary subject of experience
responsible for report.[16] It suggests not only a
distinction between phenomenal experience (the sensed experience of the light)
and reflexive consciousness (the awareness that we are experiencing something,
which becomes the basis for the report), but disunity in the latter. The apparent contradictions revealed in the
experiments (e.g., a subject's reports that he is both experiencing the light
and not experiencing the light) are resolved on the supposition that the
experience is differentially available to divisions of reflexive consciousness.
The
supposition of disunity in reflexive consciousness is reinforced in cases of
anosognosia (when patients demonstrate a lack of awareness of their deficits or
impairments). In some cases,
patients seem to demonstrate both awareness and non-awareness of their
neurological problems. For
example, a patient may verbally admit or complain of his hemiplegia (unilateral
paralysis), and at the same time try to act as if he were normal. On the other hand, some hemiplegic
patients appear unaware of their deficit, and deny it if questioned, but never
attempt to initiate activities requiring coordinated use of limbs on both sides
(Bisiach and Geminiani 1991).
In another set of
observations (Marcel 1993; Marcel, Tegnér, and Nimmo-Smith, forthcoming)
sixty-four hemiplegic patients who were anosognosic for their plegia were asked
to rate (1) their own ability on activities that involve coordinated activities
of limbs on both sides (e.g., tying a knot, clapping) and (2) the questioner's
ability to do such tasks if the questioner were in the same condition as the
patient. Half of the patients were asked to rate
(1) first, and (2) later; the other half were asked to rate these in reverse
order. In such instances, many
patients rate their own ability as perfect but claim that the questioner, if in
their own (the patient's) condition, would not be able to perform the task,
"because you would need both hands." In each case (1 and 2) a reflective stance is taken, but in
(1) patients fail to recognize their deficit while in (2) they affirm it. Patients failed to notice the
inconsistency between their responses.
Some of these self-contradicting patients showed another dissociation of
awareness involving self-knowledge.
When asked whether each arm was at all weak they casually denied any
weakness in their plegic arm.
However, when asked immediately after, in a confidential manner,
"Is this arm ever naughty?
Does it ever not do what you want?", several patients, although
bemused at this question when referred to their nonplegic arm, answered
affirmatively when referred to their plegic arm. (One patient said "Oh yes! In fact if it doesn't do what I want, I'm going to hit
it.")
Because
reflexive
consciousness is thought to have a close connection with selfhood (Kihlstrom
1993; Marcel 1993, Nagel 1975), such considerations lead again to skepticism
about the concept of a single subject of consciousness. If reflexive conscious states can be
dissociated, then it seems that there is no reason that there should not be
more than one self in a single body or brain.
Nagel (1986) moves
beyond the assumption of the unity of reflexive consciousness and furthers the
discussion by considering an alternative hypothesis to mentalism, namely, the
equation of self and brain. Not
unlike Strawson's stance on materialism, he embraces the "dual aspect theory"
of self, and maintains that brain states are both physical and mental. For him, this means that the referent
of the psychological subject is actually the brain, something "which is
the persisting locus of mental states and activities and the vehicle for
carrying forward familiar psychological continuities when they
occur." Nagel continues:
I could lose everything but my functioning brain
and still be me . . . . If my
brain meets these conditions then the core of the self--what is essential to my
existence--is my functioning brain. . . . I am not just my brain. . . . But the
brain is the only part of me whose destruction I could not possibly
survive. The brain, but not the
rest of the animal, is essential to the self. (1986, p. 40).
One
may thus be tempted to push aside the perplexities involved in dissociations of
reflexive consciousness and the problems of psychological discontinuity, the
subject of seemingly interminable philosophical discussions, by appealing to
reductionist
neuroscience.[17] Yet, reductionist or functionalist
interpretations of neurological evidence do not appear to settle the
philosophical problems of the self, since the diversity of such interpretations
make it possible to develop various and incommensurable models of the self that
simply mirror the philosophical theories.[18] If the framework of inquiry is set by
the usual kinds of questions posed in philosophical investigation or at the
level of psychological or neurological experimentation, then the answers that
seem most natural are those that are framed in terms of consciousness and/or
the brain. Here again we find the
traditional problems and paradoxes that keep the issue completely unsettled,
and that make up the majority of the philosophical and psychological history of
these concepts. What we need to be
clear about, however, is that in all of these approaches the self is being
sought from an abstract and detached
behavioral
perspective.
We
have characterized abstract behavioral situations in terms of a
decontextualization often found in experimental situations. It is also possible that a subject may
actually be reduced to abstract or detached behavior by various pathologies or
in certain limit situations (involving fatigue, illness, and so on). We want to suggest that philosophical
methods which involve introspective self-consciousness or the hyperreflective
analysis of behavior may also place the reflecting agent in an abstract
behavioral situation or a detached stance. Reflective self-consciousness (the unity of which is itself
in question) involves something like artificially (and sometimes
experimentally) pulling back from particular contextualized activities and
posing a question from an abstract or detached point of view. Questions such as "What is the
I?" or "What is the
self? or "How can I account for the unity of consciousness?" shift
and redefine our intentions away from what may have been an active engagement
with the world. As in some
experimental situations, such questions involve shifting the focus of attention
away from purposive activity involving meaningful objects and other persons, to
our own movements and modes of consciousness. Such hyperreflection is a third-order cognitive activity,
once removed from reflexive consciousness, and twice removed from phenomenal
experience or the behavioral level at which we find contextualized action.
Donaldson
(1978) has pointed out that such academic and analytic attitudes, are the goal
of much of Western schooling, and involve the ability to detach one's
consciousness from determination by worldly and pragmatic contexts. Such attitudes are often difficult to
learn because they involve addressing specific aspects of pre-semantic levels
of representation in perception and action, when we are normally inclined to
operate at the semantically or pragmatically contextualized level. For example, in order to learn to read
(new words) in an alphabetic orthography, one has to attend to auditory words
at the level of the sequence of phonemes and to desist from attending to their
wholes and their meaning.
It
is in this kind of detached, abstract, analytic attitude, that, as philosophers
or scientists, we start to search for and account for the self. To ask, for example, "What is the
self per se,
or essentially, or in itself?" is to ask "What is the self, apart
from or outside of any particular context?" Philosophical and scientific questioning itself may be quite
contextualized in social and professional settings. But the very nature of the questions (for example,
"What makes me or someone else an identical self across any number of
particular contexts and behaviors?" ) and the preferred methods for
answering them, lead us to seek answers
that are abstracted and that exist in abstract decontextualized
behavioral situations. In such an
approach, one looks for something relatively general--the subject of
experience, independent of any particular experience, and thus independent of
any particular context.
Methodological
frameworks in philosophy and the sciences lead us to believe that we are
working out solutions on a
relatively basic level, the level of decontextualized situations. It is clearly a mistake, however, to
think of the more abstract behavioral level as more basic than a behavioral
level that involves social interaction.
The experimental data cited in the first section, that is, the fact
that, at least in some cases, performance of abstract behavior is frequently
impaired first and to a higher degree while behavioral performance remains more
intact in pragmatically and socially contextualized situations, suggests that
abstract behavior may not be more basic than contextualized behavior. Socially contextualized behavior is not
built out of abstract behavioral components; rather, abstract "components"
are simply abstractions of more contextualized behaviors. We do not intend this as a
developmental statement--that is, our claim is not that more complex social
behavior is not built up from more simple behavioral components as the
individual matures, etc. What we
want to say is that complex social behavior is more than the sum of its parts
(indeed it is not clear that it really has independent parts), and that meaning
(or meaningful action) cannot be analyzed in purely mechanistic or atomistic
terms.
It
is important to note that dissociations such as those in reflexive
consciousness shown by the experiments cited above, are not usually observed by
either the subject (since we can logically never directly experience more than
one consciousness of the self) or even by others, because in socially
contextualized situations of normal everyday life they are not manifest. What we come to consider to be the self
from the perspective of abstract behavioral situations like those produced in
philosophical reflection or in much scientific experimentation, is no more than
a detached snapshot of a self that quite possibly functions in a more
integrated manner in socially contextualized situations.
Our
claim is not that reflexive awareness and a more detached reflective
consciousness[19] are not
involved in the workings of the self, but that by focusing on detached or
decontextualized states philosophers like Hume, Nagel, and Strawson, as well as
psychologists and neuroscientists, are searching for the self in the wrong way,
or certainly in a way that will give a partial and distorted picture. If the self cannot be accounted for
purely in terms of reflexive consciousness or purely in terms of brain
functions (both, of course, necessary conditions), neither can it be adequately
accounted for by a dual-aspect theory that would locate it in a mix of brain
and reflexive consciousness,
if that theory is developed in a framework that is built around abstract
behavioral situations. The answer,
however, is not to abandon the notion of a self, but to start the search at a
different level.
The
Self in Personal and Social Pragmatics
We have argued that in
general, and for the most part, philosophical reflection operates in such a
way, and psychological and neurological experiments are designed in such a way,
as to install the subject in abstract behavioral situations or in a detached
stance. And it is within the
limits of such situations that philosophers and psychologists pose and answer
abstract questions about the self, the unity of consciousness, and so
forth. It is to be noticed that
this limitation holds for both first- and third-person approaches.
Is
it possible to develop an approach to the self that would take its bearing
within a socially contextualized situation? What does the self look like in such behavioral situations? What kind of access do we have to the
self in such cases? If we take a
third-person perspective we easily discover, not a unitary phenomenon, but a
self with multiple and relatively integrated aspects. That is, as social psychology often suggests, the subject
(i.e., the actor) plays different social roles within different social
contexts. As an academic or
scientist my socially contextualized behavior is typically circumscribed so
that I represent myself in a certain way.
As a family member, citizen, religious practitioner, sports enthusiast,
my various activities are characterized in relatively different roles and
vocabularies, and so on. So in my
various activities, I am many different selves to many different social
groups. Following this approach it
seems that even in socially contextualized situations, we can discern multiple
selves, albeit in a somewhat different way from Nagel or Strawson. It is not uncommon, however, to think
of these different roles or aspects as being integrated in some relatively
rough way. The concept of
"character" or "person" is sometimes used to indicate that
an agent has or manifests some relatively stable and consistent characteristics
across all of these roles. This
relatively integrated agent in some way constitutes what is ordinarily called
the self.[20]
The
approach we outline below is not inconsistent with such third-person
views. Our question, however,
concerns the possibility of gaining first-person access to the self in
socially contextualized behavioral situations. For our purposes here, we leave the third-person framework
aside in order to explore two first-person approaches.
Certain
forms of reflective self-consciousness, especially a methodological
hyper-reflective or introspective consciousness, where attention is focused on
one's own consciousness, are characteristic of abstract behavior in experimental
situations and pathologies, as well as in philosophical reflection and certain
limit situations like fatigue and illness. In contrast, in most pragmatically and socially
contextualized situations, when our attention is directed toward the external
environment and we are involved in meaningful activity, our reflective
consciousness is in many respects non-operative. Indeed as Csikszentmihalyi (1978) has shown, when people
have been totally involved in an activity (e.g., rock climbing, problem
solving) they retrospectively report that they were aware of the immediate
situation but say that they cannot
report the content of their conscious awareness at the time.[21] Our intentionality is directed to
things and other people; our consciousness is immersed in our projects. If we attempt to turn our
reflective regard from our projects to the structure of consciousness, or the self, we alter our
intentional structure, and the self who had been immersed in those projects is
now abstracted from them. We end
up with something akin to an artificially produced dissociated state: a self
which is engaged in a project of reflecting, and a self which has been reflectively
abstracted from the situation that had engaged it. Precisely in this disengagement, the reflected self ceases
to be itself. Is there a way to
capture the pre-reflective self, which, in any particular situation, is caught
up in a unity of action?
It
might seem that our only access to this pre-reflective self is either just the
kind of abstract self-reflection
that we have criticized, or the third-person observations that we have just set
aside. If this were the case, then
our position would not be unlike a Kantian faith in a transcendental entity
which is distorted in every attempt to capture it. We admit that even these detached kinds of access,
scientific and philosophical reflection and third-person observation, do provide
some information about the pre-reflective self, but that the information is
both abstract and incomplete, and in that sense distorted. We want to suggest two other kinds of
access. The first one involves
proprioceptive and ecological self-awareness. The second, discussed in the next section, is a form of first-person
contextualized access that we call 'embedded reflection'.
Ecological
Self-Awareness
Within
Gibsonian psychology one finds the concept of a non-observational access to
what Neisser (1988) has termed an ecological aspect of self (see Butterworth
1995, 1998, Marcel and Dobel, forthcoming). This involves the idea that the information that I receive
about the world includes, implicitly, information about my own self (specifically
about egocentric perspective and spatial embodiment). To whatever extent this information is part of conscious
experience, for example, in the form of proprioceptive awareness and awareness
of egocentric self-location, it provides some sense of myself as an
experiencing organism. My
perception of the world is at the same time shot through with information about
my own embodied position in that world.
Ecological information (from both exteroceptors and interoceptors) about
perceptual perspective, embodiment, and motor activity not only facilitates
motor control, it provides a basis for distinguishing between self and
non-self.[22] Although much of the detail about bodily
position and movement vis a vis the environment, detail which is absolutely
essential for motor control and physical action, is not conscious, whatever is conscious does not
present itself as detailed information about various parts of my body. Rather, it manifests itself as an
integrated or global sense of where I am spatially in relation to the immediate
environment and what, in any particular situation, I am capable of doing. In effect, ecological access provides a
pre-reflective sense of the self as a spatial presence and a set of
capabilities.
When
my attention or conscious activity is directed toward the environment or toward
some project, the content of proprioceptive awareness, in this Gibsonian sense,
tells me, for example, whether I am moving or staying still, whether I am
sitting or standing, whether I am reaching or grasping or pointing, whether I
am speaking or maintaining silence, whether I am thinking or not.[23] Proprioceptive
awareness thus provides an immediate experiential access to my pre-reflective,
embodied self, even as I, as an agent, am not reflectively seeking myself, but
am engaged in pragmatically and socially contextualized action. This is precisely what cannot be fully
grasped in approaches that proceed reflectively within abstract behavioral
situations, or in situations where the ecological sense is overtaken or dominated
by reflective consciousness. One
reason for this inability, so far unmentioned, is that in states of reflexive
self-consciousness one's focal attention is by definition focused on oneself.
Removing one's attention from the world and from one's goals destroys or makes
perceptually recessive the self that is expressed in action. There is nothing mysterious about
this. It is simply that an
agentive self, as it removes itself from action to reflection, cannot perceive
itself (as acting in the original action). David Rosenthal (1993)
has noted a related point: pre-reflective phenomenal states can be expressible without being reportable . Only the content of second-order
reflexive states of awareness can be reported (Marcel 1993). This suggests that the contextualized
self is something which can be expressed in action, emotion, or in certain
attitudes, but not necessarily something which can be reported. To be reported it would need to be
encountered in Hume's sense, i.e., it would require second-order reflexive
awareness. Reflexive awareness,
however, necessarily involves an
experiential separation between that of which one is aware (the object of
reflexive consciousness) and the subject of awareness. This is the very activity which removes
the self from the original action and decontextualizes it. The reflecting agent, which expresses itself in the action of
reflecting, can only report on a self that is no longer in action.
The
ecological self discussed above is a self
that is peceptually specified. There is, however, another but related
kind of embedded self-awareness, where the self is a more positive
presence, but where the self is
still not experienced as an objective 'Me' as it appears to a subjective 'I'
(i.e., a self-awareness which is not a second-order reflexive awareness of a
self separate from the perceiver). This is the sense of agency. When one is
aware of one's actions at the time of acting, one experiences them as owned, as
one's own. One does not experience them as unowned or as another's. In this
respect one experiences oneself; and this is the case when we are involved in
our actions, as opposed to being reflexively or retrospectively aware of
them. The online sense of agency is thus complementary to the ecological
sense of self in perception.
Marcel (in press) has argued that in one's immediate phenomenology
during action, the owner or agent of action is not represented as separate from
the action, but is an intrinsic property of action itself, experienced as a
perspectival source. Findings in
two areas of research concerned with awareness of bodily action and with felt
ownership of bodily action point to a common conclusion.
First,
experimental research on normal subjects by Marcel (in press) and by Jeannerod
(Fourneret and Jeannerod, 1998) suggests that awareness of one's action is
based not so much on actual feedback from movement itself or from peripheral
effort associated with such movement,
but more on that which precedes action and translates intention into
movement-- high-level motor commands, experienced as 'tryings'. Further, research by Haggard (Haggard
and Eimer, in press; Haggard and Magno, in press) which correlates initial
awareness of action with recordings of the Lateralised Readiness Potential and
with Transcranial Magnetic Stimulation, strongly indicates that one's initial
awareness of a spontaneous voluntary action is underlain by the pre-movement
motor commands relating to the effectors to be used. That is, although the content of experience is the action,
its source is in fact what lays between intention and performance. It is important to note that the
cerebral area centrally involved in this is the Supplementary Motor Area.
Second,
the prime and most compelling instance of experienced dis-ownership of action
is Anarchic Hand Syndrome (della Sala, Marchetti and Spinnler 1994). In this neurological syndrome one hand
acts purposefully and wilfully against the person's conscious intentions and
their efforts to suppress it. The
action, but not the bodypart involved, is experienced as another's. Such patients do not have a delusion
that someone else is actually
doing it, i.e., they do not take the experience for reality, but it is a
genuine "as if" experience.
It should be noted that, in contrast with this, in Tourette's Syndrome
and Obsessive-Compulsive Disorder, and often in schizophrenia, the action
itself is experienced as owned but the source of the action, an intention or
command, is what is dis-owned.
Indeed stimulation of the Central Thalamic Nucleus produces hand
movements, and subjects have no idea why they did them, but the actions are not
dis-owned (Hécaen et al, 1949).
Thus awareness and ownership of intention is not crucial to ownership of
action per se. While lesions to
the Basal Ganglia-Cortical loops are often implicated in Anarchic Hand
Syndrome, the most frequent and common lesion site is the Supplementary Motor
Area -- as noted above, the site of activity found to be associated with normal
awareness of action.
On
the basis of such evidence Marcel (in press) suggests that immediate awareness
of and experienced ownership of action go together and lie in the specific
'trying' underlain by pre-action specifications. It is logically necessary that such specifications for
bodily action are in an egocentric frame of reference, since they specify
movements in space from the body's points of origin. Furthermore, for commensurability with spatial targets,
bodily disposition has to be represented in egocentric coordinates. In the
phenomenology of the normal person such action specifications yield a
perspectival sense of the source of action, in which spatial points of origin
and the spatiality and physics of intended action are specified (a counterpart
in action to the egocentric perspectivalness of perception). This amounts to
ownership of action in spatial terms and an immediate sense of agency. This
sense of ownership is different from the sense of ownership for sensations,
bodyparts or thoughts. It should also be noted that in this case the owner, the
self in action, is not a
substantive entity but a source. In Anarchic Hand Syndrome, the patient is
(neurologically) deprived of the phenomenology of this source of action, and a different route
to action is involved. The patient's awareness of the movements may be by means
of internal proprioception, but his awareness of the wilfulness of the hand's
actions is external, through haptic contact with it via other of his bodyparts
and through his inability to suppress it.
This proposal also accounts for several aspects of anosognosia for
plegia, since patients without any loss of proprioception per se nonetheless
experience movement as they had intended it in their paralysed limb (Marcel,
Tegnér and Nimmo-Smith, forthcoming).
This
perspectival sense of self as agent is normally set against and supported by a
long-term background sense of agency (Marcel, in press). This latter involves not only awareness
that one has intentions but crucially the sense that one's actions, or rather
one's tryings, are reliably effective,
i.e., that spontaneous movements do come about in accordance with
intentions that conform to the physics of the environment and the body. However, the main point is that the
data suggest that agentive self-awareness, experienced as ownership of action,
is an intrinsic property of action itself, and is perspectival. It is thus complementary to the
ecological sense of self in perception, and likewise involves no reflexive or
detached self consciousness.
Ecological Self and
Temporal Extension
Ecological
self-awareness is normally considered to be momentary, providing a sense of
posture or movement at any particular instant. But proprioceptive and ecological awareness also must
include a sense of self over time, a sense of self as temporally extended. Even if our bodily position and
embodied activities are constantly changing, and in that sense, impermanent or
non-persisting, ecological self-awareness gives us more than just a snap-shot
profile of our posture, location and action. Implicit
in this kind of self-awareness is a sense of what I have just been doing, and, of equal
importance, what I can do, and what I am just prepared to do, a sense of capability
which goes beyond the momentary.
This sense of capability implicitly involves a continuity from past
experience, since my capabilities are to some extent created and constrained by
my past experience as well as my present situation. This is not episodic memory which can provide a sense of
personal continuity; the kind of continuity at stake in ecological
self-awareness is a continuity that involves past learning and that is implicit
in motor capabilities such as riding a bicycle or swimming. This sense of capability also involves
a projection of possible movements or actions, which are constrained and
enabled by the present position of my body or my present embodied
activities. In this sense,
ecological self-awareness involves not a temporal knife-edge experience,
but a changing "specious present" that opens in the directions
pertinent to the actor's intentional activities. William
James' (1890) notion of the specious present has been recast by contemporary
psychologists as "working memory" (e.g., Baddeley 1990, 1992). We concur insofar as working memory is
conceived of as attentional involvement in current projects, but not insofar as
it is conceived of as a subpersonal representational mechanism.
Two related questions
can be raised here. First, is the
self that is expressed and realised in contextualized action temporally
extended? Second, is the self in
action experienced
as temporally extended further than the immediate past and future?
To
address the first question, the self realised and expressed in action is
temporally extended in so far as one's actions are informed not just by one's
individual procedural learning,
but by one's past experience, by beliefs, lasting attitudes, moral
positions, by one's personal knowledge, concerns, and practical interests. One's actions are often so informed by
reflection on and recollection of episodic memories and autobiography. More to the point, however, and despite
the contribution of reflection and recollection, one's actions do seem to be
informed by such things nonreflectively.
This is partly what we will refer to as "character" (see
below). It is perfectly true that
self-image and the avowals of character witnesses are no guarantee of what one
will actually do or be capable of.
Nonetheless there is a degree of consistency in an individual that is
captured by the notion of disposition. Such a notion does not necessarily require either
conceptual representation or reflective consciousness.
Regarding
the second question, there are two respects in which temporal extension of self
may be experienced in embedded action.
The first of these is a primitive sense of time reflected by the
"aspectual" use of verbs, separable from tense per se. McCormack and Hoerl (in press) point to
the fact that prior to children's appropriate use of verb tense and prior to
evidence for episodic memory proper, they are sensitive to temporal aspect,
which marks not only completion versus continuation of action but also the
difference between actions that are punctate versus extended (e.g., hit vs
swim). Consider the differences
between: I do it (now), I am doing it, I do it (repeatedly), I am about to do it, I complete it, I have
completed (just done) it, I initiate it.
Many of these temporal aspects of action are made available to us and
are differentiated by our ecological awareness discussed above. But others, such as the generic "I
do x" (i.e., habitually), suggest that the very doing of an action brings
into the momentary proprioceptive awareness of the actor the sense that he
knows how to do x (the sense of
capability discussed above) and either generic knowledge that he has done it
before or even episodic memories of the action.
Episodic
memory involves a second respect in which we may have an awareness of temporal
extension in action. As
opposed to deliberate attempts to recall episodic memories, preparation for and
performance of action may bring to mind other instances of performance of that
action by oneself. Even if one
does not have a sense of specific times or occasions of such episodic memories
of doings, they nonetheless give one a sense of other instances of oneself as
the identical first-person agent as the perspectival source of action. Such awareness is not of long-term
continuity, but of re-emergence or re-identification. While we do not doubt that people have a detached conception
and belief in their long-term continuity, we are doubtful that people have an
immediate sense or awareness of such permanence, other than
when engaged in detached consideration of their personal narratives.
A
somewhat more reflective awareness of temporal continuity is provided when,
within activity or the planning of action, we deliberately recall episodic
memories or consider how to behave.
In the final section we suggest that this kind of reflection may also be
"embedded".
The
Ethical Self
What
we want to call "embedded reflection" is not the same as the
hyperreflective or introspective consciousness we identified in previous
sections as a form of abstract, decontextualized behavior. We may state the difference in this
way. Embedded reflection is a
first-person reflective consciousness that is embedded in a pragmatically or
socially contextualized situation.
It involves the type of activity that I engage in when someone asks me
what I am doing or what I plan to do.
In such reflection I do not take consciousness or "the self"
as a direct or introspective object of my reflection; I do not suddenly take on
the role of a phenomenologist or theorist for the sake of answering the
question. Rather I start to think
matters through in terms of possible actions. I treat myself (I discover myself) as an agent. In such situations, my attention is
directed not in a reflective inspection of consciousness as consciousness, but
toward my own activities in the world where my intentions are already directed.
Often my aim in such
reflection is not to represent my "self" to myself, as if it were a
piece of furniture in my mind, but to continue certain actions or to explain
myself in terms of my actions.[24]
Korsgaard (1991)
distinguishes between being engaged in a conscious activity and being conscious
of an activity. If, for example, I move across the room
in order to pick something up and hand it to another person, I am engaged in a
conscious activity of voluntary movement and I know what I'm doing. If forced to express it I may say
"I'm getting that book for my friend." Part of that conscious activity may include an aspect of
embedded reflection, and I may be thinking to myself, as I move, that I had
better get this book to show my friend what I was talking about. Embedded reflection in this case is
part of my engagement in the conscious activity of getting the book. If my actions call for a momentary or
ongoing consideration of my intentions, this sort of reflective consciousness
does not necessarily
involve an interruption of or detachment from action. Certainly I may be engaged in getting the book and I may be
simultaneously formulating a commentary ("Listen, I'm just going to get
that book in the next room") which may even serve to improve my actions,
or clarify my contextualized intention. For example, not infrequently we may arrive at a
destination, knowing that we came for some specific purpose, but unable to
remember precisely what that purpose was.
In some such cases, we may forget our intention precisely because we are
so immersed in the immediate action.
When, however, we do not lose track of our intention embedded reflection
can be reflexively directed to the intention itself. In such cases, embedded reflection can assist in
keeping our intentions accessible, not as certain contents for epistemological
investigation, but as pragmatic guides to our actions. Within this kind of self-reflection or
reflection on my intentions, I would not necessarily be reflecting on the fact
of my moving--on how my legs are moving or on how my arm reaches for the
book--nor would I be thinking of the fact that my thoughts about the book are
indeed conscious and perhaps organized in a successive way, etc. All of these things constitute the
possible subject matter for a more abstract, theoretical or phenomenological
reflection, but that would be something more than and different from embedded
reflection.
We are not claiming that embedded reflection is such that on its own it could provide a theory of the self, as, for example, one might claim for a scientifically or phenomenologically trained reflection. Indeed, a theoretical model of the self is always going to be something more abstract than the kind of insight provided by embedded reflection. It is the nature of theory to involve generalization and to move beyond particulars. If reflection is